BGC Group, Inc. — Director's Dealing 2016

Nov 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2016-11-10

Reporting Person: DALTON JOHN H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-10	Class A Common Stock, par value $0.01 per share	M	7534	$8.87	Acquired	135935	Direct
2016-11-10	Class A Common Stock, par value $0.01 per share	G	7534	—	Disposed	128401	Direct
2016-11-10	Class A Common Stock, par value $0.01 per share	G	7534	$7534	Acquired	7955	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-10	Stock Option (Right to Buy)	$8.87	M	7534	Disposed	2016-12-14	Class A Common Stock, par value $0.01 per share (7534)	Direct

Footnotes

F1: Includes (i) 5,650 shares of Class A Common Stock represented by 5,650 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan (the "LTIP") on June 22, 2016, of which 2,825 shares will vest on June 22, 2017, and 2,825 shares will vest on June 22, 2018; and (ii) 2,738 shares of Class A Common Stock represented by 2,738 RSUs granted under the LTIP on June 2, 2015, which will vest on June 2, 2017. Each RSU represents a contingent right to receive one share of Class A Common Stock, provided that the reporting person continues to serve as a member of the Board of Directors on each vesting date.

F2: Reflects a gift of shares of Class A Common Stock by the reporting person to a trust for the benefit of the reporting person's family.