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BGC Group, Inc. — Director's Dealing 2015
Nov 2, 2015
31094_dirs_2015-11-02_a1b4b9b6-830a-4b46-a74f-3c7bc1eef9a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2015-10-29
Reporting Person: MERKEL STEPHEN M (EVP, General Counsel and Sec'y)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-29 | BGC Holdings Exchangeable PSU Limited Partnership Interests | $ | D | 8536 | Disposed | Class A Common Stock, par value $0.01 per share (8536) | Direct | |
| 2015-10-29 | BGC Holdings Exchangeable PPSU Limited Partnership Interests | $ | D | 6983 | Disposed | Class A Common Stock, par value $0.01 per share (6983) | Direct |
Footnotes
F1: On October 29, 2015, the Reporting Person sold to BGC Partners, Inc. (the "Company") 8,536 exchangeable PSU limited partnership interest of BGC Holdings, L.P. ("BGC Holdings") in an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Act").
F2: On October 29, 2015, the Reporting Person sold to the Company 6,983 exchangeable PPSU limited partnership interests of BGC Holdings in an exempt transaction pursuant to Rule 16b-3 of the Act.
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