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BGC Group, Inc. — Director's Dealing 2015
Dec 23, 2015
31094_dirs_2015-12-23_852896f9-4cd0-4a1c-bb1b-29edef75e7df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2015-12-21
Reporting Person: MERKEL STEPHEN M (EVP, General Counsel and Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-21 | Class A Common Stock, par value $0.01 per share | J | 21746 | — | Acquired | 203898 | Direct |
| 2015-12-22 | Class A Common Stock, par value $0.01 per share | D | 6357 | $9.73 | Disposed | 0 | Indirect |
| 2015-12-22 | Class A Common Stock, par value $0.01 per share | D | 21746 | $9.73 | Disposed | 182152 | Direct |
| 2015-12-21 | Class A Common Stock, par value $0.01 per share | J | 6357 | — | Acquired | 6357 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 15933 | Indirect |
| Class A Common Stock, par value $0.01 per share | 2250 | Indirect |
Footnotes
F1: Represents shares of Class A Common Stock ("Class A Common Stock") of BGC Partners, Inc. ("BGC") received by the reporting person in a pro rata disposition by Cantor Fitzgerald, L.P. ("Cantor") to partners of Cantor in a transaction exempt under Rule 16a-9(a).
F2: Represents shares of Class A Common Stock held in trusts f/b/o the reporting person's immediate family, of which the reporting person's spouse is the sole trustee of each trust and the reporting person has the power to remove and replace such trustee.
F3: Represents shares of Class A Common Stock held under BGC's 401(k) plan based on a plan statement dated as of November 30, 2015.