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BGC Group, Inc. — Director's Dealing 2014
Feb 6, 2014
31094_dirs_2014-02-06_0f79e1be-e23c-47e5-a448-dc6a68aed6b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2014-02-05
Reporting Person: MERKEL STEPHEN M (EVP, General Counsel and Secre)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-05 | Class A Common Stock, par value $0.01 per share | D | 14689 | $6.51 | Disposed | 142208 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 13473 | Indirect |
| Class A Common Stock, par value $0.01 per share | 2250 | Indirect |
Footnotes
F1: Represents shares of Class A common stock, par value $0.01 per share, of BGC Partners, Inc. (the "Company"), which were sold by the reporting person to the Company in an exempt transaction pursuant to Rule 16b-3 of the Securities and Exchange Act of 1934, as amended.
F2: Represents shares of Class A common stock held under the Company's 401(k) plan based on a plan statement dated as of January 31, 2014.
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