Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BGC Group, Inc. Director's Dealing 2014

Jul 17, 2014

31094_dirs_2014-07-17_c7c9268e-41b9-4708-82f9-3f6afcd49a5f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2014-07-03

Reporting Person: DALTON JOHN H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-03 Class A Common Stock, par value $0.01 per share P 3900 $7.55 Acquired 109775 Direct
2014-07-03 Class A Common Stock, par value $0.01 per share P 5000 $7.549 Acquired 114775 Direct
2014-07-07 Class A Common Stock, par value $0.01 per share P 2500 $7.449 Acquired 117275 Direct

Footnotes

F1: Purchased in open market transactions.

F2: 19,312 shares of Class A Common Stock are represented by 19,312 restricted stock units ("RSU"s) granted under the BGC Partners, Inc. Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 19,312 RSUs, (i) 7,599 RSUs were granted on December 17, 2012, and will vest on December 17, 2014; (ii) 4,570 RSUs were granted on June 4, 2013, and will vest on June 4, 2015; and (iii) 7,143 RSUs were granted on June 3, 2014, of which 3,572 RSUs will vest on June 3, 2015 and 3,571 RSUs will vest on June 3, 2016, provided that the reporting person continues to serve as a member of the Board of Directors on each of such dates.