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BGC Group, Inc. — Director's Dealing 2014
Jul 17, 2014
31094_dirs_2014-07-17_c7c9268e-41b9-4708-82f9-3f6afcd49a5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2014-07-03
Reporting Person: DALTON JOHN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-03 | Class A Common Stock, par value $0.01 per share | P | 3900 | $7.55 | Acquired | 109775 | Direct |
| 2014-07-03 | Class A Common Stock, par value $0.01 per share | P | 5000 | $7.549 | Acquired | 114775 | Direct |
| 2014-07-07 | Class A Common Stock, par value $0.01 per share | P | 2500 | $7.449 | Acquired | 117275 | Direct |
Footnotes
F1: Purchased in open market transactions.
F2: 19,312 shares of Class A Common Stock are represented by 19,312 restricted stock units ("RSU"s) granted under the BGC Partners, Inc. Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 19,312 RSUs, (i) 7,599 RSUs were granted on December 17, 2012, and will vest on December 17, 2014; (ii) 4,570 RSUs were granted on June 4, 2013, and will vest on June 4, 2015; and (iii) 7,143 RSUs were granted on June 3, 2014, of which 3,572 RSUs will vest on June 3, 2015 and 3,571 RSUs will vest on June 3, 2016, provided that the reporting person continues to serve as a member of the Board of Directors on each of such dates.