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BGC Group, Inc. — Director's Dealing 2012
Aug 1, 2012
31094_dirs_2012-08-01_c8bbdc0a-47ca-4fa9-b455-959c8b2e68c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2012-07-31
Reporting Person: WEIS ALBERT M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-31 | Class A Common Stock, par value $0.01 per share | P | 5000 | $5.04 | Acquired | 231794 | Direct |
| 2012-07-31 | Class A Common Stock, par value $0.01 per share | P | 5000 | $5.01 | Acquired | 236794 | Direct |
| 2012-08-01 | Class A Common Stock, par value $0.01 per share | P | 5000 | $4.98 | Acquired | 241794 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 2000 | Indirect |
Footnotes
F1: Includes (i) 8,532 shares of Class A Common Stock represented by 8,532 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Third Amended and Restated Long Term Incentive Plan (the "Plan"), of which 4,266 RSUs will vest on December 14, 2012 and 4,266 RSUs will vest on December 14, 2013 and (ii) 2,927 shares of Class A Common Stock represented by 2,927 RSUs granted under the Plan on December 13, 2010, which will vest on December 13, 2012. Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs granted under the Plan will vest provided that the reporting person continues to serve as a member of the Board of Directors.
F2: The 2,000 shares of the Company's Class A Common Stock held indirectly by the reporting person consist of (1) 1,000 shares held by the reporting person's spouse and (2) 1,000 shares held in trust for the benefit of the reporting person's children.