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BGC Group, Inc. — Director's Dealing 2011
Oct 18, 2011
31094_dirs_2011-10-18_53218a39-607c-47dc-993b-042ac58dc062.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2011-10-17
Reporting Person: MERKEL STEPHEN M (EVP, General Counsel and Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-17 | Class A Common Stock, par value $0.01 per share | M | 33000 | $5.10 | Acquired | 68846 | Direct |
| 2011-10-17 | Class A Common Stock, par value $0.01 per share | F | 29382 | $6.57 | Disposed | 39464 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-17 | Option to Purchase Class A Common Stock, par value $0.01 | $5.10 | M | 33000 | Disposed | 2011-10-19 | Class A Common Stock, par value $0.01 (33000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock, par value $0.01 per share | 8825 | Indirect |
| Class A Common Stock, par value $0.01 per share | 2250 | Indirect |
Footnotes
F1: Shares of BGC Partners, Inc. (the "Company") Class A Common Stock under the Company's 401(k) plan. The information in this report is based on a plan statement dated as of Septembe 30, 2011.
F2: The options generally vest ratably on a quarterly basis over a four year period beginning on the date of grant, October 19, 2001.
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