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BGC Group, Inc. — Director's Dealing 2011
Oct 19, 2011
31094_dirs_2011-10-19_9e9e5227-5cad-4010-a7b5-d0604512f75f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BGC Partners, Inc. (BGCP)
CIK: 0001094831
Period of Report: 2011-10-17
Reporting Person: Lynn Shaun D (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-17 | Class A Common Stock, par value $0.01 per share | M | 12655 | $5.10 | Acquired | 16664 | Direct |
| 2011-10-17 | Class A Common Stock, par value $0.01 per share | F | 11296 | $6.57 | Disposed | 5368 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-17 | Option to Purchase Class A Common Stock, par value $0.01 | $5.10 | M | 12655 | Disposed | 2011-10-19 | Class A Common Stock, par value $0.01 (12655) | Direct |
Footnotes
F1: These options generally vest ratably on a quarterly basis over a four year period beginning on the date of grant, October 29, 2001.
F2: See prior Form 4s and other filings for other holdings.
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