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BECTON DICKINSON & CO — Director's Dealing 2020
Jan 3, 2020
30003_dirs_2020-01-03_369747eb-398e-4101-915e-1eb7b45f81c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2020-01-02
Reporting Person: FORLENZA VINCENT A (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-02 | Common Stock | M | 45448 | $72.12 | Acquired | 254312 | Direct |
| 2020-01-02 | Common Stock | D | 12083 | $271.28 | Disposed | 242229 | Direct |
| 2020-01-02 | Common Stock | S | 33365 | $271.28 | Disposed | 208864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Stock Appreciation Rights | $72.12 | M | 45448 | Disposed | 2021-11-22 | Common Stock (45448) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26064 | Indirect |
| Common Stock | 10645 | Indirect |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $270.03 through $272.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.
F3: The stock appreciation rights vest in four annual installments beginning November 22, 2012.