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BECTON DICKINSON & CO — Director's Dealing 2020
Apr 3, 2020
30003_dirs_2020-04-03_24e31725-5f55-47bd-a956-3e0507f34910.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2020-03-30
Reporting Person: Banerjee Ranjeet (President, US Region & Canada)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4251 | Direct |
| Common Stock | 241 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Rights to Common Stock under Deferred Compensation Plan | $ | Common Stock (79) | Direct | ||
| Stock Appreciation Rights | $134.73 | 2024-11-25 | Common Stock (10021) | Direct | |
| Stock Appreciation Rights | $150.12 | 2025-11-26 | Common Stock (13762) | Direct | |
| Stock Appreciation Rights | $170.69 | 2026-11-26 | Common Stock (9977) | Direct | |
| Stock Appreciation Rights | $226.28 | 2027-11-26 | Common Stock (9596) | Direct | |
| Stock Appreciation Rights | $242.10 | 2028-11-26 | Common Stock (7381) | Direct | |
| Stock Appreciation Rights | $255.22 | 2029-11-26 | Common Stock (8586) | Direct |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person.
F3: The securities convert to common stock on a one-for-one basis.
F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F6: The stock appreciation rights vest in four annual installments beginning November 26, 2017.
F7: The stock appreciation rights vest in four annual installments beginning November 26, 2018.
F8: The stock appreciation rights vest in four annual installments beginning November 26, 2019.
F9: The stock appreciation rights vest in four annual installments beginning November 26, 2020.