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BECTON DICKINSON & CO — Director's Dealing 2020
Nov 30, 2020
30003_dirs_2020-11-30_c983d122-23b5-4e63-a2f8-e640b858e1b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2020-11-26
Reporting Person: Goette Roland (EVP and President, EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-26 | Common Stock | A | 266 | $0.0 | Acquired | 6866 | Direct |
| 2020-11-26 | Common Stock | F | 36 | $0.0 | Disposed | 6830 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-26 | Stock Appreciation Rights | $227.47 | A | 6044 | Acquired | 2030-11-26 | Common Stock (6044) | Direct |
| 2020-11-26 | Stock Appreciation Rights | $227.47 | A | 1279 | Acquired | 2030-11-26 | Common Stock (1279) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2554 | Indirect |
Footnotes
F1: Represents shares vesting under performance units granted on November 26, 2017.
F2: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.
F3: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 1, 2020.
F4: The stock appreciation rights vest in four annual installments beginning November 26, 2021.
F5: The stock appreciation rights vest in three annual installments beginning November 26, 2021.