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BECTON DICKINSON & CO — Director's Dealing 2019
Sep 9, 2019
30003_dirs_2019-09-09_6f1477ea-08d3-4a85-ac73-5f9de622b306.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2019-09-06
Reporting Person: Polen Thomas E Jr (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-06 | Common Stock | M | 13760 | $150.12 | Acquired | 30215 | Direct |
| 2019-09-06 | Common Stock | D | 7937 | $260.26 | Disposed | 22778 | Direct |
| 2019-09-06 | Common Stock | S | 5823 | $260.26 | Disposed | 16455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-06 | Stock Appreciation Rights | $150.12 | M | 13760 | Disposed | 2025-11-26 | Common Stock (13760) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 3, 2018.
F2: The stock appreciation rights vest in four annual installments beginning November 26, 2016.