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BECTON DICKINSON & CO Director's Dealing 2019

Sep 10, 2019

30003_dirs_2019-09-10_503e0464-e2e4-4f52-ada9-617b50cc8505.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2019-04-16

Reporting Person: FORLENZA VINCENT A (Director, Chairman, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-16 Common Stock G 7764 Acquired 218671 Direct
2019-06-24 Common Stock G 4026 Disposed 214645 Direct
2019-08-23 Common Stock G 6443 Acquired 221088 Direct
2019-09-06 Common Stock M 16343 $76.64 Acquired 237431 Direct
2019-09-06 Common Stock D 4811 $260.38 Disposed 232620 Direct
2019-09-06 Common Stock S 11532 $260.38 Disposed 221088 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-06 Stock Appreciation Rights $76.64 M 16343 Disposed 2020-11-23 Common Stock (16343) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10474 Indirect
Common Stock 10645 Indirect

Footnotes

F1: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on April 16, 2019.

F2: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on August 23, 2019.

F3: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018.

F4: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.

F5: The stock appreciation rights vest in four annual installments beginning November 23, 2011.