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BECTON DICKINSON & CO — Director's Dealing 2019
Sep 10, 2019
30003_dirs_2019-09-10_503e0464-e2e4-4f52-ada9-617b50cc8505.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2019-04-16
Reporting Person: FORLENZA VINCENT A (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-16 | Common Stock | G | 7764 | — | Acquired | 218671 | Direct |
| 2019-06-24 | Common Stock | G | 4026 | — | Disposed | 214645 | Direct |
| 2019-08-23 | Common Stock | G | 6443 | — | Acquired | 221088 | Direct |
| 2019-09-06 | Common Stock | M | 16343 | $76.64 | Acquired | 237431 | Direct |
| 2019-09-06 | Common Stock | D | 4811 | $260.38 | Disposed | 232620 | Direct |
| 2019-09-06 | Common Stock | S | 11532 | $260.38 | Disposed | 221088 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-06 | Stock Appreciation Rights | $76.64 | M | 16343 | Disposed | 2020-11-23 | Common Stock (16343) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10474 | Indirect |
| Common Stock | 10645 | Indirect |
Footnotes
F1: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on April 16, 2019.
F2: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on August 23, 2019.
F3: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018.
F4: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2019.
F5: The stock appreciation rights vest in four annual installments beginning November 23, 2011.