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BECTON DICKINSON & CO — Director's Dealing 2019
Oct 7, 2019
30003_dirs_2019-10-07_a01903e5-ef25-42c7-b8c6-b15a5981f6c1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2019-10-01
Reporting Person: Spoerel Thomas J (VP Controller & Chief Acct Off)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 758 | Direct |
| Common Stock | 52 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $150.12 | 2025-11-26 | Common Stock (1010) | Direct | |
| Stock Appreciation Rights | $170.69 | 2026-11-26 | Common Stock (1456) | Direct | |
| Stock Appreciation Rights | $226.28 | 2027-11-26 | Common Stock (3085) | Direct | |
| Stock Appreciation Rights | $242.10 | 2028-11-26 | Common Stock (2165) | Direct |
Footnotes
F1: Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F2: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F3: The stock appreciation rights vest in four annual installments beginning November 26, 2017.
F4: The stock appreciation rights vest in four annual installments beginning November 26, 2018.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2019.