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BECTON DICKINSON & CO — Director's Dealing 2019
Nov 27, 2019
30003_dirs_2019-11-27_18159ee4-41df-458a-bacf-63d3015c5fd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2019-11-26
Reporting Person: Spoerel Thomas J (VP Controller & Chief Acct Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-26 | Common Stock | A | 435 | — | Acquired | 1193 | Direct |
| 2019-11-26 | Common Stock | F | 248 | — | Disposed | 945 | Direct |
| 2019-11-26 | Common Stock | A | 185 | — | Acquired | 1130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-26 | Stock Appreciation Rights | $255.22 | A | 1894 | Acquired | 2029-11-26 | Common Stock (1894) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52 | Indirect |
Footnotes
F1: Represents shares vesting under performance units granted on November 26, 2016.
F2: Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I.
F3: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
F4: Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of October 1, 2019.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2020.