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BECTON DICKINSON & CO — Director's Dealing 2019
Dec 17, 2019
30003_dirs_2019-12-17_dea250cf-fb97-4b5b-9d15-4db4c4f981f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2019-12-16
Reporting Person: Polen Thomas E Jr (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-16 | Common Stock | M | 3907 | $134.73 | Acquired | 21024 | Direct |
| 2019-12-16 | Common Stock | D | 1953 | $269.63 | Disposed | 19071 | Direct |
| 2019-12-16 | Common Stock | S | 1954 | $269.63 | Disposed | 17117 | Direct |
| 2019-12-16 | Common Stock | M | 10000 | $150.12 | Acquired | 27117 | Direct |
| 2019-12-16 | Common Stock | D | 5568 | $269.63 | Disposed | 21549 | Direct |
| 2019-12-16 | Common Stock | S | 4432 | $269.63 | Disposed | 17117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-16 | Stock Appreciation Rights | $134.73 | M | 3907 | Disposed | 2024-11-25 | Common Stock (3907) | Direct |
| 2019-12-16 | Stock Appreciation Rights | $150.12 | M | 10000 | Disposed | 2025-11-26 | Common Stock (10000) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $269.16 through $269.98. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F3: The stock appreciation rights vest in four annual installments beginning November 26, 2016.