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BECTON DICKINSON & CO — Director's Dealing 2018
May 23, 2018
30003_dirs_2018-05-23_3eb621f4-961d-432e-bdbf-5cf8fbb32f3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2018-05-21
Reporting Person: Conroy Alexandre (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-21 | Common Stock | M | 9147 | $76.64 | Acquired | 35583 | Direct |
| 2018-05-21 | Common Stock | D | 3068 | $228.74 | Disposed | 32515 | Direct |
| 2018-05-21 | Common Stock | S | 6079 | $228.74 | Disposed | 26436 | Direct |
| 2018-05-21 | Common Stock | M | 11763 | $72.12 | Acquired | 38199 | Direct |
| 2018-05-21 | Common Stock | D | 3713 | $228.74 | Disposed | 34486 | Direct |
| 2018-05-21 | Common Stock | S | 8050 | $228.74 | Disposed | 26436 | Direct |
| 2018-05-21 | Common Stock | M | 9000 | $76.18 | Acquired | 35436 | Direct |
| 2018-05-21 | Common Stock | D | 3001 | $228.74 | Disposed | 32435 | Direct |
| 2018-05-21 | Common Stock | S | 5999 | $228.74 | Disposed | 26436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-21 | Stock Appreciation Rights | $76.64 | M | 9147 | Disposed | 2020-11-23 | Common Stock (9147) | Direct |
| 2018-05-21 | Stock Appreciation Rights | $72.12 | M | 11763 | Disposed | 2021-11-22 | Common Stock (11763) | Direct |
| 2018-05-21 | Stock Appreciation Rights | $76.18 | M | 9000 | Disposed | 2022-11-20 | Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3349 | Indirect |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $228.25 through $228.99. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of October 31, 2012.
F3: The stock appreciation rights vest in four annual installments beginning November 23, 2011.
F4: The stock appreciation rights vest in four annual installments beginning November 22, 2012.
F5: The stock appreciation rights vest in four annual installments beginning November 20, 2013.