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BECTON DICKINSON & CO — Director's Dealing 2018
Nov 16, 2018
30003_dirs_2018-11-16_0ddc3512-db6a-464d-ae6a-3113760ed4fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2018-11-14
Reporting Person: FORLENZA VINCENT A (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | Common Stock | M | 20000 | $76.64 | Acquired | 228883 | Direct |
| 2018-11-14 | Common Stock | D | 6502 | $235.78 | Disposed | 222381 | Direct |
| 2018-11-14 | Common Stock | S | 13498 | $235.78 | Disposed | 194310 | Direct |
| 2018-11-15 | Common Stock | G | 530 | — | Disposed | 193780 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-14 | Stock Appreciation Rights | $76.64 | M | 20000 | Disposed | 2020-11-23 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24681 | Indirect |
| Common Stock | 10508 | Indirect |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $234.14 through $237.10. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: Includes 3,665 shares that were previously reported as indirectly owned by grantor retained annuity trust that reverted to direct holdings on August 7, 2018.
F3: Includes 18,238 shares that were previously reported as directly owned but were contributed to a grantor retained annuity trust on April 5, 2018.
F4: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2018.
F5: The stock appreciation rights vest in four annual installments beginning November 23, 2011.