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BECTON DICKINSON & CO — Director's Dealing 2018
Dec 3, 2018
30003_dirs_2018-12-03_240186a0-fc08-4213-8692-19ecb194ba96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2018-11-30
Reporting Person: Borzi James W (EVP & Chief Supply Chain Offcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-30 | Common Stock | M | 1413 | $134.73 | Acquired | 6013 | Direct |
| 2018-11-30 | Common Stock | D | 755 | $252.39 | Disposed | 5258 | Direct |
| 2018-11-30 | Common Stock | S | 658 | $252.39 | Disposed | 4600 | Direct |
| 2018-11-30 | Common Stock | M | 6054 | $150.12 | Acquired | 10654 | Direct |
| 2018-11-30 | Common Stock | D | 3601 | $252.39 | Disposed | 7053 | Direct |
| 2018-11-30 | Common Stock | S | 2453 | $252.39 | Disposed | 4600 | Direct |
| 2018-11-30 | Common Stock | M | 2938 | $170.69 | Acquired | 7538 | Direct |
| 2018-11-30 | Common Stock | D | 1987 | $252.39 | Disposed | 5551 | Direct |
| 2018-11-30 | Common Stock | S | 951 | $252.39 | Disposed | 4600 | Direct |
| 2018-11-30 | Common Stock | S | 1825 | $252.32 | Disposed | 2775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-30 | Stock Appreciation Rights | $134.73 | M | 1413 | Disposed | 2024-11-25 | Common Stock (1413) | Direct |
| 2018-11-30 | Stock Appreciation Rights | $150.12 | M | 6054 | Disposed | 2025-11-26 | Common Stock (6054) | Direct |
| 2018-11-30 | Stock Appreciation Rights | $170.69 | M | 2938 | Disposed | 2026-11-26 | Common Stock (2938) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 126 | Indirect |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.16 through $252.87. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.18 through $252.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F3: Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of July 1, 2018.
F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.
F6: The stock appreciation rights vest in four annual installments beginning November 26, 2017.