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BECTON DICKINSON & CO — Director's Dealing 2017
Aug 10, 2017
30003_dirs_2017-08-10_ca9cc905-a851-4cdb-982b-955426296640.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2017-08-09
Reporting Person: Polen Thomas E Jr (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-09 | Common Stock | M | 3652 | $76.18 | Acquired | 12861 | Direct |
| 2017-08-09 | Common Stock | D | 1410 | $197.41 | Disposed | 11451 | Direct |
| 2017-08-09 | Common Stock | S | 2242 | $197.41 | Disposed | 9209 | Direct |
| 2017-08-09 | Common Stock | M | 8319 | $108.89 | Acquired | 17528 | Direct |
| 2017-08-09 | Common Stock | D | 4590 | $197.41 | Disposed | 12938 | Direct |
| 2017-08-09 | Common Stock | S | 3729 | $197.41 | Disposed | 9209 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Stock Appreciation Rights | $76.18 | M | 3652 | Disposed | 2022-11-20 | Common Stock (3652) | Direct |
| 2017-08-09 | Stock Appreciation Rights | $108.89 | M | 8319 | Disposed | 2023-11-26 | Common Stock (8319) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $197.28 through $197.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The stock appreciation rights vest in four annual installments beginning November 20, 2013.
F3: The stock appreciation rights vest in four annual installments beginning November 26, 2014.