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BECTON DICKINSON & CO — Director's Dealing 2017
Sep 11, 2017
30003_dirs_2017-09-11_e1aa74bb-b8d9-4f09-b37e-a0eb84c4fae3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BECTON DICKINSON & CO (BDX)
CIK: 0000010795
Period of Report: 2017-09-08
Reporting Person: Sichak Stephen (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-08 | Common Stock | M | 6085 | $76.18 | Acquired | 14038 | Direct |
| 2017-09-08 | Common Stock | D | 2313 | $200.46 | Disposed | 11725 | Direct |
| 2017-09-08 | Common Stock | S | 3772 | $200.46 | Disposed | 7953 | Direct |
| 2017-09-08 | Common Stock | M | 11094 | $108.89 | Acquired | 19047 | Direct |
| 2017-09-08 | Common Stock | D | 6027 | $200.46 | Disposed | 13020 | Direct |
| 2017-09-08 | Common Stock | S | 5067 | $200.46 | Disposed | 7953 | Direct |
| 2017-09-08 | Common Stock | M | 6184 | $134.73 | Acquired | 14137 | Direct |
| 2017-09-08 | Common Stock | D | 4157 | $200.46 | Disposed | 9980 | Direct |
| 2017-09-08 | Common Stock | S | 2027 | $200.46 | Disposed | 7953 | Direct |
| 2017-09-08 | Common Stock | M | 3670 | $150.12 | Acquired | 11623 | Direct |
| 2017-09-08 | Common Stock | D | 2749 | $200.46 | Disposed | 8874 | Direct |
| 2017-09-08 | Common Stock | S | 921 | $200.46 | Disposed | 7953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-08 | Stock Appreciation Rights | $76.18 | M | 6085 | Disposed | 2022-11-20 | Common Stock (6085) | Direct |
| 2017-09-08 | Stock Appreciation Rights | $108.89 | M | 11094 | Disposed | 2023-11-26 | Common Stock (11094) | Direct |
| 2017-09-08 | Stock Appreciation Rights | $134.73 | M | 6184 | Disposed | 2024-11-25 | Common Stock (6184) | Direct |
| 2017-09-08 | Stock Appreciation Rights | $150.12 | M | 3670 | Disposed | 2025-11-26 | Common Stock (3670) | Direct |
Footnotes
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $199.73 through $201.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The stock appreciation rights vest in four annual installments beginning November 20, 2013.
F3: The stock appreciation rights vest in four annual installments beginning November 26, 2014.
F4: The stock appreciation rights vest in four annual installments beginning November 25, 2015.
F5: The stock appreciation rights vest in four annual installments beginning November 26, 2016.