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Beam Global — Director's Dealing 2019
Oct 3, 2019
34637_dirs_2019-10-03_d754598e-6aa4-4a39-b054-96ca1f526d4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Envision Solar International, Inc. (EVSI)
CIK: 0001398805
Period of Report: 2016-10-18
Reporting Person: WHEATLEY DESMOND C (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-01 | Common Stock | A | 25124 | — | Acquired | 25124 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-18 | Stock Options | $7.55 | A | 87000 | Acquired | 2016-10-18 | Common Stock (87000) | Direct |
Footnotes
F1: Effective October 1, 2019, Mr. Wheatley was granted a restricted stock award of 25,124 shares of the Company's common stock which vest as follows: For 12,562 restricted shares, one-half will vest on October 1, 2019 and the remaining one-half will vest in two equal installments on December 31, 2019 and March 31, 2020. For the remaining 12,562 restricted shares, one-sixth of these shares will vest on October 1, 2019 and the remaining shares will vest quarterly thereafter at the end of each quarter beginning December 31, 2019 through March 31, 2022.
F2: These options were granted on October 18, 2016 and vested one-third upon grant, one-third on January 1, 2017 and one-third on January 1, 2018.