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BEACH ENERGY LIMITED — Major Shareholding Notification 2021
Nov 15, 2021
64558_rns_2021-11-15_03ffadd9-4e25-42df-b20e-3d8747d1f977.pdf
Major Shareholding Notification
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Form605
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Beach Energy Limited
ACN/ARSN:
007 617 969
1. Details of substantial holder
Name: Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on: 11 November 2021 The previous notice was given to the company on: 11 November 2021 The previous notice was dated: 10 November 2021 The holder became aware on: 15 November 2021
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Person whose Class and Date of Consideration given in Person's votes relevant interest Nature of change number of change relation to change affected changed securities affected See annexure A to this notice
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [141 x 40] intentionally omitted <==
==> picture [80 x 12] intentionally omitted <==
Authorised signatory
Dated 16 November 2021
Page 1
AnnexureA
This is annexure A of 11 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 16 November 2021
Annexure A
==> picture [141 x 40] intentionally omitted <==
==> picture [95 x 14] intentionally omitted <==
Authorised signatory Dated 16 November 2021
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,520.50 | 2,662 Ordinary Shares | 2,662 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,108.46 | 835 Ordinary Shares | 835 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
133,048.08 | 100,794 Ordinary Shares | 100,794 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,467.08 | 1,101 Ordinary Shares | 1,101 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,978.49 | 2,278 Ordinary Shares | 2,278 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
32,994.97 | 25,187 Ordinary Shares | 25,187 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
21,189.25 | 16,175 Ordinary Shares | 16,175 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
59,806.98 | 46,362 Ordinary Shares | 46,362 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
192,178.35 | 144,495 Ordinary Shares | 144,495 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,409.76 | 1,056 Ordinary Shares | 1,056 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,447.76 | 13,218 Ordinary Shares | 13,218 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,598.74 | 6,441 Ordinary Shares | 6,441 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,896.21 | 2,935 Ordinary Shares | 2,935 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
35,716.55 | 27,369 Ordinary Shares | 27,369 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
77,351.50 | 57,725 Ordinary Shares | 57,725 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,762.89 | 4,333 Ordinary Shares | 4,333 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
89,797.41 | 68,287 Ordinary Shares | 68,287 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
364,005.04 | 273,688 Ordinary Shares | 273,688 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
22,047.96 | 16,703 Ordinary Shares | 16,703 |
Page 2
AnnexureA
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,153.13 | 1,625 Ordinary Shares | 1,625 |
|---|---|---|---|---|---|
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
443.22 | 332 Ordinary Shares | 332 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
73,190.27 | 55,658 Ordinary Shares | 55,658 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
13,994.26 | 10,522 Ordinary Shares | 10,522 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
60,689.64 | 45,977 Ordinary Shares | 45,977 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,392.83 | 5,665 Ordinary Shares | 5,665 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
207,750.84 | 157,387 Ordinary Shares | 157,387 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
59,999.99 | 45,977 Ordinary Shares | 45,977 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,392.60 | 1,057 Ordinary Shares | 1,057 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,122.57 | 2,339 Ordinary Shares | 2,339 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
575.52 | 436 Ordinary Shares | 436 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,493.84 | 1,136 Ordinary Shares | 1,136 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,254.21 | 3,229 Ordinary Shares | 3,229 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
11,543.75 | 8,647 Ordinary Shares | 8,647 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
598.70 | 451 Ordinary Shares | 451 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
195.75 | 150 Ordinary Shares | 150 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,548.12 | 5,784 Ordinary Shares | 5,784 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
91.95 | 71 Ordinary Shares | 71 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,373.61 | 1,027 Ordinary Shares | 1,027 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
62,720.97 | 46,982 Ordinary Shares | 46,982 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
6,594.54 | 4,949 Ordinary Shares | 4,949 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
24,672.54 | 18,834 Ordinary Shares | 18,834 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
12,189.89 | 9,131 Ordinary Shares | 9,131 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
12,114.73 | 9,355 Ordinary Shares | 9,355 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
279.30 | 210 Ordinary Shares | 210 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
600.75 | 450 Ordinary Shares | 450 |
Page 3
AnnexureA
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,439.87 | 6,322 Ordinary Shares | 6,322 |
|---|---|---|---|---|---|
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,091.08 | 4,632 Ordinary Shares | 4,632 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
15,671.57 | 11,739 Ordinary Shares | 11,739 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5.22 | 4 Ordinary Shares | 4 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
502.18 | 379 Ordinary Shares | 379 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
666.93 | 516 Ordinary Shares | 516 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,802.34 | 1,368 Ordinary Shares | 1,368 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,621.82 | 4,358 Ordinary Shares | 4,358 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,099.01 | 3,141 Ordinary Shares | 3,141 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,858.43 | 2,951 Ordinary Shares | 2,951 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
46,084.49 | 35,179 Ordinary Shares | 35,179 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,210.34 | 1,697 Ordinary Shares | 1,697 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
180,919.98 | 138,636 Ordinary Shares | 138,636 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
51,419.28 | 38,954 Ordinary Shares | 38,954 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,468.04 | 1,884 Ordinary Shares | 1,884 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16,369.50 | 12,472 Ordinary Shares | 12,472 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
206.59 | 158 Ordinary Shares | 158 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,231.55 | 1,710 Ordinary Shares | 1,710 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 1,450,301 Ordinary Shares |
1,450,301 |
| 08/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 96,082 Ordinary Shares | 96,082 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLtd |
218,177.91 | 165,940 Fully Paid ordinary shares |
165,940 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLtd |
86,446.79 | 65,749 Fully Paid ordinary shares |
65,749 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,511.07 | 5,701 Ordinary Shares | 5,701 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
120,001.20 | 90,910 Ordinary Shares | 90,910 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
23,753.61 | 18,202 Ordinary Shares | 18,202 |
Page 4
AnnexureA
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
109,861.43 | 84,185 Ordinary Shares | 84,185 |
|---|---|---|---|---|---|
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
227,323.20 | 174,864 Ordinary Shares | 174,864 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,268.40 | 2,519 Ordinary Shares | 2,519 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
46.03 | 35 Ordinary Shares | 35 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
54,124.53 | 41,795 Ordinary Shares | 41,795 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
86,279.22 | 65,862 Ordinary Shares | 65,862 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
32,372.40 | 24,432 Ordinary Shares | 24,432 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,796.04 | 6,689 Ordinary Shares | 6,689 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,683.34 | 2,872 Ordinary Shares | 2,872 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
15,279.94 | 11,822 Ordinary Shares | 11,822 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
553.84 | 431 Ordinary Shares | 431 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,012.16 | 1,536 Ordinary Shares | 1,536 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
51,342.83 | 39,193 Ordinary Shares | 39,193 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
19,863.36 | 15,488 Ordinary Shares | 15,488 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,576.96 | 6,585 Ordinary Shares | 6,585 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16,756.01 | 12,939 Ordinary Shares | 12,939 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
36,688.04 | 28,551 Ordinary Shares | 28,551 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
342.56 | 261 Ordinary Shares | 261 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
29,542.59 | 22,638 Ordinary Shares | 22,638 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
12,113.01 | 9,282 Ordinary Shares | 9,282 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
65,438.43 | 49,953 Ordinary Shares | 49,953 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,669.20 | 7,353 Ordinary Shares | 7,353 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,502.39 | 3,497 Ordinary Shares | 3,497 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10,331.61 | 8,009 Ordinary Shares | 8,009 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,205.40 | 3,260 Ordinary Shares | 3,260 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
9,599.40 | 7,427 Ordinary Shares | 7,427 |
Page 5
AnnexureA
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16,897.34 | 13,023 Ordinary Shares | 13,023 |
|---|---|---|---|---|---|
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,120.32 | 9,469 Ordinary Shares | 9,469 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,102.81 | 4,739 Ordinary Shares | 4,739 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,516.54 | 2,726 Ordinary Shares | 2,726 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,236.40 | 9,504 Ordinary Shares | 9,504 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
37,937.66 | 29,071 Ordinary Shares | 29,071 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
409.60 | 320 Ordinary Shares | 320 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,501.01 | 1,148 Ordinary Shares | 1,148 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
28,874.76 | 22,427 Ordinary Shares | 22,427 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,834.84 | 9,854 Ordinary Shares | 9,854 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
136,732.56 | 104,376 Ordinary Shares | 104,376 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
28,378.53 | 21,746 Ordinary Shares | 21,746 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
56,267.12 | 42,952 Ordinary Shares | 42,952 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
159,533.17 | 121,318 Ordinary Shares | 121,318 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,071.09 | 2,331 Ordinary Shares | 2,331 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
67,873.89 | 51,033 Ordinary Shares | 51,033 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
19,066.88 | 14,336 Ordinary Shares | 14,336 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
18,438.25 | 14,075 Ordinary Shares | 14,075 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
629.64 | 477 Ordinary Shares | 477 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
359,736.66 | 273,564 Ordinary Shares | 273,564 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,428.24 | 13,304 Ordinary Shares | 13,304 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,772.61 | 4,415 Ordinary Shares | 4,415 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,770.25 | 7,444 Ordinary Shares | 7,444 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
16,366.68 | 12,399 Ordinary Shares | 12,399 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
31,451.84 | 23,648 Ordinary Shares | 23,648 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
66,709.13 | 50,923 Ordinary Shares | 50,923 |
Page 6
AnnexureA
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
247,998.72 | 189,312 Ordinary Shares | 189,312 |
|---|---|---|---|---|---|
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
89,456.45 | 68,549 Ordinary Shares | 68,549 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
34,190.00 | 26,000 Ordinary Shares | 26,000 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,039.36 | 812 Ordinary Shares | 812 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
15,693.48 | 11,889 Ordinary Shares | 11,889 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
979.88 | 748 Ordinary Shares | 748 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,431.83 | 1,093 Ordinary Shares | 1,093 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,583.72 | 7,288 Ordinary Shares | 7,288 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
73.64 | 56 Ordinary Shares | 56 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,096.11 | 1,594 Ordinary Shares | 1,594 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,431.49 | 3,422 Ordinary Shares | 3,422 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
60,208.64 | 47,038 Ordinary Shares | 47,038 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10,734.10 | 8,257 Ordinary Shares | 8,257 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
37,724.65 | 29,131 Ordinary Shares | 29,131 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
324,757.66 | 246,964 Ordinary Shares | 246,964 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,948.50 | 6,056 Ordinary Shares | 6,056 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,293.56 | 5,557 Ordinary Shares | 5,557 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,464.11 | 1,881 Ordinary Shares | 1,881 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,891.17 | 2,207 Ordinary Shares | 2,207 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,883.31 | 4,474 Ordinary Shares | 4,474 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16,028.22 | 12,377 Ordinary Shares | 12,377 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
34,521.53 | 26,865 Ordinary Shares | 26,865 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
33,982.47 | 26,343 Ordinary Shares | 26,343 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,032.76 | 1,585 Ordinary Shares | 1,585 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
96,034.95 | 73,590 Ordinary Shares | 73,590 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,656.48 | 13,504 Ordinary Shares | 13,504 |
Page 7
AnnexureA
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,070.91 | 6,161 Ordinary Shares | 6,161 |
|---|---|---|---|---|---|
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,046.30 | 3,780 Ordinary Shares | 3,780 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
89,555.53 | 68,363 Ordinary Shares | 68,363 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 765,659 Ordinary Shares | 765,659 |
| 09/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 90,373 Ordinary Shares | 90,373 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,318.45 | 4,099 Ordinary Shares | 4,099 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,432.48 | 7,312 Ordinary Shares | 7,312 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
42,763.50 | 33,150 Ordinary Shares | 33,150 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,291.60 | 2,532 Ordinary Shares | 2,532 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
571.16 | 436 Ordinary Shares | 436 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,149.83 | 4,598 Ordinary Shares | 4,598 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,743.28 | 13,808 Ordinary Shares | 13,808 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,756.60 | 1,367 Ordinary Shares | 1,367 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
72,708.27 | 56,363 Ordinary Shares | 56,363 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
10,236.15 | 7,935 Ordinary Shares | 7,935 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,451.06 | 1,836 Ordinary Shares | 1,836 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,994.41 | 2,243 Ordinary Shares | 2,243 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,542.00 | 1,200 Ordinary Shares | 1,200 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,412.32 | 6,496 Ordinary Shares | 6,496 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
54,342.51 | 40,706 Ordinary Shares | 40,706 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
744.99 | 557 Ordinary Shares | 557 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,336.81 | 1,757 Ordinary Shares | 1,757 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
62,659.56 | 46,936 Ordinary Shares | 46,936 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
690.27 | 519 Ordinary Shares | 519 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,390.75 | 6,297 Ordinary Shares | 6,297 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
841.68 | 655 Ordinary Shares | 655 |
Page 8
AnnexureA
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
79,756.46 | 61,588 Ordinary Shares | 61,588 |
|---|---|---|---|---|---|
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
56,330.55 | 43,837 Ordinary Shares | 43,837 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,497.73 | 1,124 Ordinary Shares | 1,124 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
60,930.72 | 46,512 Ordinary Shares | 46,512 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
391.16 | 293 Ordinary Shares | 293 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,675.00 | 7,500 Ordinary Shares | 7,500 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
265,020.60 | 203,862 Ordinary Shares | 203,862 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
6,789.92 | 5,203 Ordinary Shares | 5,203 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
13,854.79 | 10,761 Ordinary Shares | 10,761 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10,881.89 | 8,403 Ordinary Shares | 8,403 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,822.58 | 2,858 Ordinary Shares | 2,858 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,192.16 | 3,152 Ordinary Shares | 3,152 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,037.48 | 5,466 Ordinary Shares | 5,466 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
57,887.80 | 44,701 Ordinary Shares | 44,701 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
652.31 | 497 Ordinary Shares | 497 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,449.47 | 4,082 Ordinary Shares | 4,082 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
69,985.08 | 53,019 Ordinary Shares | 53,019 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
17,092.89 | 12,876 Ordinary Shares | 12,876 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
9,199.49 | 6,891 Ordinary Shares | 6,891 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,076.66 | 808 Ordinary Shares | 808 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,629.90 | 5,726 Ordinary Shares | 5,726 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,375.29 | 1,062 Ordinary Shares | 1,062 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
61,998.69 | 48,061 Ordinary Shares | 48,061 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
17,742.24 | 13,315 Ordinary Shares | 13,315 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,998.33 | 2,995 Ordinary Shares | 2,995 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
53,109.59 | 40,697 Ordinary Shares | 40,697 |
Page 9
AnnexureA
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
60,689.64 | 45,977 Ordinary Shares | 45,977 |
|---|---|---|---|---|---|
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
469.30 | 361 Ordinary Shares | 361 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
12,531.46 | 9,566 Ordinary Shares | 9,566 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,660.23 | 1,287 Ordinary Shares | 1,287 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,844.97 | 7,617 Ordinary Shares | 7,617 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,588.58 | 5,815 Ordinary Shares | 5,815 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
712.89 | 535 Ordinary Shares | 535 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
51,482.94 | 38,564 Ordinary Shares | 38,564 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,904.78 | 2,947 Ordinary Shares | 2,947 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
716.83 | 541 Ordinary Shares | 541 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
10,514.79 | 8,151 Ordinary Shares | 8,151 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
485.83 | 373 Ordinary Shares | 373 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,359.16 | 2,604 Ordinary Shares | 2,604 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
362.95 | 283 Ordinary Shares | 283 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,184.01 | 5,569 Ordinary Shares | 5,569 |
| 10/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow by an entity controlled by Morgan Stanley- see Annexure B |
N/A | 29,654 Ordinary Shares | 29,654 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings PtyLtd |
2,773,410.11 |
2,111,948 Fully Paid ordinary shares |
2,111,948 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,920.94 | 6,035 Ordinary Shares | 6,035 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,585.88 | 5,037 Ordinary Shares | 5,037 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,601.21 | 13,914 Ordinary Shares | 13,914 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,429.10 | 1,141 Ordinary Shares | 1,141 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
30,067.29 | 23,958 Ordinary Shares | 23,958 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
266.06 | 212 Ordinary Shares | 212 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
35,105.38 | 26,798 Ordinary Shares | 26,798 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
289.30 | 220 Ordinary Shares | 220 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,213.49 | 965 Ordinary Shares | 965 |
Page 10
AnnexureA
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
318,913.07 | 254,114 Ordinary Shares | 254,114 |
|---|---|---|---|---|---|
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
59,764.93 | 47,059 Ordinary Shares | 47,059 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
13,530.00 | 10,824 Ordinary Shares | 10,824 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
33,151.50 | 25,020 Ordinary Shares | 25,020 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
60,682.43 | 45,455 Ordinary Shares | 45,455 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
52,055.52 | 39,436 Ordinary Shares | 39,436 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
23,753.61 | 18,202 Ordinary Shares | 18,202 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
37,931.12 | 30,224 Ordinary Shares | 30,224 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
485.69 | 387 Ordinary Shares | 387 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
34,094.33 | 27,385 Ordinary Shares | 27,385 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
396.25 | 317 Ordinary Shares | 317 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,379.70 | 1,095 Ordinary Shares | 1,095 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
373.75 | 299 Ordinary Shares | 299 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
25,389.84 | 19,992 Ordinary Shares | 19,992 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
24,546.48 | 18,456 Ordinary Shares | 18,456 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
151,329.89 | 115,519 Ordinary Shares | 115,519 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
214.65 | 162 Ordinary Shares | 162 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,238.75 | 1,791 Ordinary Shares | 1,791 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4.98 | 4 Ordinary Shares | 4 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
61,245.12 | 46,752 Ordinary Shares | 46,752 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
44,657.09 | 33,451 Ordinary Shares | 33,451 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,939.75 | 3,133 Ordinary Shares | 3,133 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,463.75 | 1,171 Ordinary Shares | 1,171 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,060.92 | 842 Ordinary Shares | 842 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,465.91 | 4,364 Ordinary Shares | 4,364 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,208.02 | 3,353 Ordinary Shares | 3,353 |
Page 11
AnnexureA
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
59,999.94 | 47,619 Ordinary Shares | 47,619 |
|---|---|---|---|---|---|
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,612.60 | 13,923 Ordinary Shares | 13,923 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
215,768.75 | 172,615 Ordinary Shares | 172,615 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
202,845.00 | 162,276 Ordinary Shares | 162,276 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
17,107.29 | 13,059 Ordinary Shares | 13,059 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
60,689.64 | 45,977 Ordinary Shares | 45,977 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,647.50 | 6,918 Ordinary Shares | 6,918 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
11,975.15 | 9,561 Ordinary Shares | 9,561 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
6,681.10 | 5,313 Ordinary Shares | 5,313 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,613.75 | 2,891 Ordinary Shares | 2,891 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
18,890.25 | 14,150 Ordinary Shares | 14,150 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
48,331.14 | 36,894 Ordinary Shares | 36,894 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,676.00 | 4,300 Ordinary Shares | 4,300 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
23,949.66 | 18,858 Ordinary Shares | 18,858 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
537.10 | 410 Ordinary Shares | 410 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,766.16 | 2,864 Ordinary Shares | 2,864 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
12,990.83 | 10,229 Ordinary Shares | 10,229 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,071.77 | 854 Ordinary Shares | 854 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,482.70 | 3,579 Ordinary Shares | 3,579 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 49,039 Ordinary Shares | 49,039 |
| 11/11/2021 | Mitsubishi UFJ Financial Group, Inc. |
Borrow Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 19,875 Ordinary Shares | 19,875 |
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AnnexureB
Annexure B
This is annexure B of 5 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 16 November 2021
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Authorised signatory Dated 16 November 2021
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and SCHRODER INTERNATIONAL SELECTION FUND |
| Transfer Date | 20211014; 20211019; 20211020; 20211021; 20211022; 20211025; 20211026; 20211027; 20211028; 20211101; 20211102; 20211104; 20211105; 20211108; 20211109; 20211111; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM |
| Transfer Date | 20210413; 20210511; 20210525; 20210603; 20210622; 20210713; 20210716; 20210803; 20210817;20210906;20210914;20210924;20211005; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule | |
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and THE NORTHERN TRUST COMPANY |
| Transfer Date | 20210915;20210929;20210930;20211001;20211004;20211005;20211006;20211011; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
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AnnexureB
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|---|---|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and JPMORGAN CHASE BANK,N.A. |
| Transfer Date | 20201113; 20201120; 20201123; 20201203; 20201204; 20201207; 20201208; 20201209; 20201215; 20201218; 20210106; 20210114; 20210115; 20210118; 20210119; 20210122; 20210202; 20210203; 20210204; 20210208; 20210209; 20210210; 20210222; 20210223; 20210224; 20210225; 20210226; 20210301; 20210303; 20210309; 20210310; 20210311; 20210312; 20210315; 20210316; 20210317; 20210318; 20210319; 20210322; 20210323; 20210504; 20210511; 20210512; 20210513; 20210531; 20210617; 20210618; 20210621; 20210622; 20210713; 20210720; 20210721; 20210812; 20210818; 20210819; 20210823; 20210825; 20210826; 20210827; 20210830; 20210906; 20210908; 20210909; 20210910; 20210913; 20210915; 20210917; 20210920; 20210924; 20210927; 20210928; 20210929; 20211018; 20211019; 20211027; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
| Schedule | Schedule |
|---|---|
| Type of Agreement | Global Master Securities LendingAgreement |
| Parties to agreement | Morgan Stanley& Co. Internationalplc and THE BANK OF NEW YORK MELLON |
| Transfer Date | 20201120; 20201123; 20201126; 20201127; 20201203; 20201215; 20201216; 20201217; 20210106; 20210204; 20210205; 20210208; 20210209; 20210212; 20210218; 20210301; 20210310; 20210323; 20210325; 20210326; 20210329; 20210401; 20210406; 20210414; 20210415; 20210420; 20210421; 20210426; 20210427; 20210429; 20210503; 20210506; 20210507; 20210512; 20210514; 20210517; 20210519; 20210520; 20210521; 20210608; 20210609; 20210610; 20210617; 20210622; 20210623; 20210628; 20210705; 20210706; 20210712; 20210713; 20210714; 20210720; 20210721; 20210722; 20210723; 20210803; 20210819; 20210827; 20210908; 20210909; 20210914; 20210915; 20210929; 20210930; 20211005; 20211025; 20211027; 20211028; 20211029; 20211102; 20211103; 20211104; 20211105; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
|
Schedule
Page 14
AnnexureB
| Type of Agreement | Global Master Securities LendingAgreement |
|---|---|
| Parties to agreement | Morgan Stanley & Co. International plc and STATE STREET BANK AND TRUST COMPANY |
| Transfer Date | 20211014;20211015;20211021;20211103; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. |
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof.
| Schedule | |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and JPMORGAN CHASE BANK, N.A. |
| 20210531; 20210601; 20210602; 20210603; 20210608; 20210623; 20210624; 20210625; | |
| Transfer Date | 20210628; 20210812; 20210819; 20210915; 20210917; 20210921; 20210929; 20211104; |
| 20211109;20211111; | |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. Does the lender have the right to recall early? Yes ~~/No~~
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.
Will the securities be returned on settlement? Yes ~~/No~~
If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Master Securities Loan Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC,MS Securities Services Inc. and THE NORTHERN TRUST COMPANY |
| Transfer Date | 20210223; 20210225; 20210506; 20210507; 20210715; 20210716; 20210721; 20210727; 20210803; 20210805; 20210812; 20211006; 20211014; 20211022; 20211025; 20211026; 20211028;20211029;20211105;20211108; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailEither party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice. |
If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.
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AnnexureB
| Will the securities be returned on settlement? | Yes~~/No~~ |
|---|---|
| If yes, detail any exceptionsUpon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Australian Master Securities LendingAgreement |
| Parties to agreement | Morgan StanleyAustralia Securities Limited and MACQUARIE BANK LIMITED |
| Transfer Date | 20210830; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailThe Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. |
|
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailThe Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. |
|
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsIf an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set- off against the sums due from the other and only the balance of the account shall be payable. |
|
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan StanleyCompanies and COWEN INTERNATIONAL LIMITED |
| Transfer Date | 20211105; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
| Schedule | |
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer GMO OFFSHORE MASTER PORTFOLIOS V LTD.-GMO COMPLETION FUND MASTER PORTFOLIO |
| Transfer Date | 20211105; |
| Holder of Voting Rights | Morgan Stanley |
| Are there any restrictions on voting rights? | No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| If yes, detailMorgan Stanley may return rehypothecated shares at any time. | |
| Does the lender have the right to recall early? | Yes |
| If yes, detailThe customer may recall shares from Morgan Stanley at any time. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities. |
|
Schedule
Page 16
AnnexureB
| Type of Agreement | International Prime Brokerage Agreement |
|---|---|
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan StanleyCompanies and INTEGRATED CORE STRATEGIES(ASIA)PTE LTD. |
| Transfer Date | 20211110; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| If yes, detailPrime broker may return shares which were rehypothecated from the client at any time. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
|
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