BCP Investment Corp — Director's Dealing 2011

Oct 12, 2011

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Kohlberg Capital CORP (KCAP)
CIK: 0001372807
Period of Report: 2011-10-07

Reporting Person: Kratzman E A (Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-10-07	Common Stock	A	86805	—	Acquired	371984	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2000	Indirect
Common Stock	2709.08	Indirect

Footnotes

F1: Represents shares of restricted stock granted to Mr. Kratzman under the Company's Amended and Restated 2006 Equity Incentive Plan. One half of the restricted stock award will vest on each of the third and fourth anniversaries of the grant date.

F2: Represents shares held by the E.A. Kratzman Marital Trust for which the Reporting Person is a trustee and beneficiary.