BAXTER INTERNATIONAL INC — Director's Dealing 2024

Mar 5, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2024-03-01

Reporting Person: Mason Jeanne K (EVP, Chief HR Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-03-01	Common Stock, $1 par value	M	64488	$37.17	Acquired	206778	Direct
2024-03-01	Common Stock, $1 par value	S	64488	$40.61	Disposed	142290	Direct
2024-03-01	Common Stock, $1 par value	F	963	$41.01	Disposed	141326	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-03-01	Stock Option (Right to Buy)	$37.17	M	64488	Disposed	2024-03-04	Common Stock, $1 par value (64488)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason on September 6, 2023 with respect to certain vested stock options previously granted by Baxter International Inc. to Ms. Mason which were scheduled to expire on March 4, 2024.

F2: Price reflects weighted average sales price. Range of prices for transactions are $40.28 through $40.93. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.

F3: Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on March 1, 2024 from the settlement of vested restricted stock units granted on March 1, 2023.

F4: The options became exercisable in three equal annual installments beginning on March 4, 2015, the first anniversary of the grant date.