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BAXTER INTERNATIONAL INC — Director's Dealing 2021
Apr 8, 2021
30537_dirs_2021-04-07_ba370a95-7411-4d0a-b1d1-88a7d11c37fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2021-04-05
Reporting Person: STROUCKEN ALBERT P L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-05 | Common Stock, $1 par value | M | 4990 | $31.26 | Acquired | 36886 | Direct |
| 2021-04-05 | Common Stock, $1 par value | S | 4990 | $84.56 | Disposed | 31896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-05 | Stock Option (Right to Buy) | $31.26 | M | 4990 | Disposed | 2021-05-03 | Common Stock, $1 par value (4990) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 696 | Indirect |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to certain vested stock options previously granted by Baxter International Inc.("BII') to Mr. Stroucken.
F2: Price reflects weighted average sales price. Range of prices for transactions are $84.35 through $84.75. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
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