BAXTER INTERNATIONAL INC — Director's Dealing 2020

Apr 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2020-04-27

Reporting Person: Mason Jeanne K (SVP, Human Resources)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-27	Common Stock, $1 par value	M	47146	$28.97	Acquired	163485	Direct
2020-04-27	Common Stock, $1 par value	S	38477	$92.99	Disposed	125008	Direct
2020-04-27	Common Stock, $1 par value	S	8669	$93.74	Disposed	116339	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-27	Stock Option (Right to Buy)	$28.97	M	47176	Disposed	2021-03-04	Common Stock, $1 par value (47146)	Direct

Footnotes

F1: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Ms. Mason with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Ms. Mason.

F2: The options became exercisable in three equal annual installments beginning on March 4, 2011 the first anniversary of the grant date.

F3: Price reflects weighted average sales price. Range of prices for transactions are $92.49 through $93.49. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.

F4: Price reflects weighted average sales price. Range of prices for transactions are $93.55 through $94. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.