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BAXTER INTERNATIONAL INC Director's Dealing 2017

Mar 6, 2017

30537_dirs_2017-03-06_d8f2a5df-1ed1-4833-a649-585f45a4f386.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2017-03-02

Reporting Person: Martin Sean (CVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-02 Common Stock, $1 par value A 20000 Acquired 20000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-02 Stock Option (Right to Buy) $50.77 A 150000 Acquired 2027-03-02 Common Stock, $1 par value (150000) Direct
2017-03-02 Stock Option (Right to Buy) $50.77 A 85561 Acquired 2027-03-02 Common Stock, $1 par value (85561) Direct

Footnotes

F1: The restricted stock units will vest on March 2, 2020.

F2: The option becomes exercisable on March 2, 2020.

F3: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.