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BAXTER INTERNATIONAL INC — Director's Dealing 2013
Aug 2, 2013
30537_dirs_2013-08-02_8dd77cd4-42ca-4fe7-9cad-a9deeabce9c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BAXTER INTERNATIONAL INC (BAX)
CIK: 0000010456
Period of Report: 2013-07-31
Reporting Person: PARKINSON ROBERT L JR (Director, Chairman of the Board & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-31 | Common Stock, $1 par value | M | 597750 | $34.85 | Acquired | 1063235 | Direct |
| 2013-07-31 | Common Stock, $1 par value | S | 597750 | $73.47 | Disposed | 465485 | Direct |
| 2013-08-01 | Common Stock, $1 par value | M | 128000 | $34.85 | Acquired | 593485 | Direct |
| 2013-08-01 | Common Stock, $1 par value | S | 107013 | $72.55 | Disposed | 486472 | Direct |
| 2013-08-01 | Common Stock, $1 par value | S | 20987 | $73.28 | Disposed | 465485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-31 | Stock Option (Right to Buy) | $34.85 | M | 597750 | Acquired | 2015-03-13 | Common Stock, $1 par value (597750) | Direct |
| 2013-08-01 | Stock Option (Right to Buy) | $34.85 | M | 128000 | Acquired | 2015-03-13 | Common Stock, $1 par value (128000) | Direct |
Footnotes
F1: Transactions effected pursuant to a Rule 10b5-1 trading plan.
F2: Price reflects weighted average sales price. Range of prices for transactions are $73.00 through $73.86. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
F3: Price reflects weighted average sales price. Range of prices for transactions are $72.03 through $73.03. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
F4: Price reflects weighted average sales price. Range of prices for transactions are $73.04 through $73.62. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.