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Bath & Body Works, Inc. — Director's Dealing 2012
Apr 3, 2012
30981_dirs_2012-04-03_ec0ae3a3-927a-4124-882a-8f6f82e6d5b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: LIMITED BRANDS INC (LTD)
CIK: 0000701985
Period of Report: 2012-03-30
Reporting Person: Wexner Leslie H. (Director, Chairman and CEO, 10% Owner)
Reporting Person: WEXNER ABIGAIL S (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-30 | Common Stock | A | 1875 | $48 | Acquired | 8602561 | Direct |
| 2012-03-31 | Common Stock | M | 332843 | — | Acquired | 19722037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-30 | Stock option (right to buy) | $48 | A | 48100 | Acquired | 2022-03-30 | Common Stock (48100) | Direct |
| 2012-03-31 | Restricted Share Units | $ | M | 332843 | Disposed | 2012-03-31 | Common Stock (332843) | Direct |
Footnotes
F1: Non-employee director fees paid in stock to Abigail S. Wexner ("Mrs. Wexner").
F2: Owned by Mrs. Wexner directly. Owned by Leslie H. Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner.
F3: See Exhibit 99.1 for a table of all non-derivative shares of the Issuer beneficially owned directly or indirectly by Mr. Wexner and Mrs. Wexner.
F4: Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned securities reported on this Form in excess of their respective pecuniary interests therein.
F5: The performance condition of a performance-based restricted share unit ("RSU") award previously granted to Mr. Wexner was satisfied on March 1, 2010, and then the RSUs vest generally based on his continued employment. The RSUs confer no voting rights and may not be sold until they automatically settle for an equivalent number of shares of common stock of the Issuer on the vesting date.
F6: The RSUs vested on March 31, 2012.
F7: Not applicable.
F8: Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr. Wexner.
F9: Stock option granted to Mr. Wexner.
F10: The option vests in installments as follows: 3/30/2014 - 9,620 shares; 3/30/2015 - 9,620 shares; 3/30/2016 - 14,430 shares; and 3/30/2017 - 14,430 shares, subject to earlier forfeiture or acceleration.
F11: Reflects adjustments from antidilution etc. pursuant to the Issuer's incentive plan.