Barclays PLC — Major Shareholding Notification 2021

Oct 19, 2021

National Storage Mechanism | Additional information

Form 8.3 - NORTONLIFELOCK INC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	NORTONLIFELOCK INC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	18 Oct 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	YES : AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.01 common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,545,006	0.27%	967,045	0.17%
(2)	Cash-settled derivatives:
			655,267	0.11%	1,028,322	0.18%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		500	0.00%	2,100	0.00%
(4)
	TOTAL:		2,200,773	0.38%	1,997,467	0.34%
Class of relevant security:			Convertible Bond US668771AA66
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		146,000	0.03%	0	0.00%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
(4)
	TOTAL:		146,000	0.03%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		2		25.4900 USD
USD 0.01 common		Purchase		2		25.5000 USD
USD 0.01 common		Purchase		3		25.4833 USD
USD 0.01 common		Purchase		3		25.4866 USD
USD 0.01 common		Purchase		5		25.4380 USD
USD 0.01 common		Purchase		5		25.4660 USD
USD 0.01 common		Purchase		7		25.4685 USD
USD 0.01 common		Purchase		32		25.6556 USD
USD 0.01 common		Purchase		44		25.6381 USD
USD 0.01 common		Purchase		50		25.7089 USD
USD 0.01 common		Purchase		100		25.6450 USD
USD 0.01 common		Purchase		100		25.7050 USD
USD 0.01 common		Purchase		103		25.7229 USD
USD 0.01 common		Purchase		137		25.5800 USD
USD 0.01 common		Purchase		200		25.3500 USD
USD 0.01 common		Purchase		507		25.7215 USD
USD 0.01 common		Purchase		534		25.6994 USD
USD 0.01 common		Purchase		699		25.7238 USD
USD 0.01 common		Purchase		2,178		25.6112 USD
USD 0.01 common		Purchase		3,531		25.5926 USD
USD 0.01 common		Purchase		3,673		25.7191 USD
USD 0.01 common		Purchase		5,250		25.6107 USD
USD 0.01 common		Purchase		5,685		25.6154 USD
USD 0.01 common		Purchase		11,330		25.6890 USD
USD 0.01 common		Purchase		11,913		25.7200 USD
USD 0.01 common		Purchase		31,283		25.6526 USD
USD 0.01 common		Purchase		35,644		25.6822 USD
USD 0.01 common		Purchase		62,145		25.6558 USD
USD 0.01 common		Purchase		93,841		25.7187 USD
USD 0.01 common		Sale		44		25.6381 USD
USD 0.01 common		Sale		67		25.4686 USD
USD 0.01 common		Sale		102		25.6900 USD
USD 0.01 common		Sale		157		25.6668 USD
USD 0.01 common		Sale		200		25.3500 USD
USD 0.01 common		Sale		200		25.6950 USD
USD 0.01 common		Sale		200		25.6675 USD
USD 0.01 common		Sale		214		25.6416 USD
USD 0.01 common		Sale		294		25.7036 USD
USD 0.01 common		Sale		300		25.7100 USD
USD 0.01 common		Sale		300		25.7016 USD
USD 0.01 common		Sale		313		25.4361 USD
USD 0.01 common		Sale		327		25.6503 USD
USD 0.01 common		Sale		331		25.6570 USD
USD 0.01 common		Sale		338		25.6300 USD
USD 0.01 common		Sale		350		25.6214 USD
USD 0.01 common		Sale		450		25.6058 USD
USD 0.01 common		Sale		534		25.6994 USD
USD 0.01 common		Sale		543		25.5690 USD
USD 0.01 common		Sale		600		25.7233 USD
USD 0.01 common		Sale		605		25.6318 USD
USD 0.01 common		Sale		700		25.6050 USD
USD 0.01 common		Sale		700		25.6078 USD
USD 0.01 common		Sale		707		25.6800 USD
USD 0.01 common		Sale		729		25.6255 USD
USD 0.01 common		Sale		750		25.6449 USD
USD 0.01 common		Sale		803		25.6466 USD
USD 0.01 common		Sale		937		25.5800 USD
USD 0.01 common		Sale		1,066		25.6377 USD
USD 0.01 common		Sale		1,203		25.6390 USD
USD 0.01 common		Sale		1,376		25.6331 USD
USD 0.01 common		Sale		1,379		25.6768 USD
USD 0.01 common		Sale		1,616		25.6284 USD
USD 0.01 common		Sale		1,663		25.6371 USD
USD 0.01 common		Sale		2,324		25.5911 USD
USD 0.01 common		Sale		2,595		25.6123 USD
USD 0.01 common		Sale		2,722		25.7026 USD
USD 0.01 common		Sale		2,758		25.7022 USD
USD 0.01 common		Sale		3,400		25.6132 USD
USD 0.01 common		Sale		5,250		25.6107 USD
USD 0.01 common		Sale		7,089		25.6100 USD
USD 0.01 common		Sale		10,436		25.6867 USD
USD 0.01 common		Sale		11,334		25.6401 USD
USD 0.01 common		Sale		16,704		25.6317 USD
USD 0.01 common		Sale		17,527		25.7200 USD
USD 0.01 common		Sale		19,349		25.6631 USD
USD 0.01 common		Sale		25,059		25.7023 USD
USD 0.01 common		Sale		38,103		25.6659 USD
USD 0.01 common		Sale		92,236		25.7195 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES

Date of disclosure:	19 Oct 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	NORTONLIFELOCK INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.01 common		Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common		Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211019006017/en/

BARCLAYS PLC