Barclays PLC — M&A Activity 2019

Nov 22, 2019

National Storage Mechanism | Additional information

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FORM 8.3 - ABBVIE INC Amendment

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FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	18 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,545,280	0.17%	4,205,757	0.28%
(2)	Derivatives (other than options):
		1,713,314	0.12%	621,000	0.04%
(3)	Options and agreements to
	purchase/sell:	2,436,700	0.16%	830,900	0.06%
(4)	TOTAL:
		6,695,294	0.45%	5,657,657	0.38%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	88.9000 USD
Purchase	1	88.6800 USD
Purchase	1	88.7000 USD
Purchase	2	88.8050 USD
Purchase	2	88.7350 USD
Purchase	3	88.7433 USD
Purchase	4	88.7575 USD
Purchase	5	88.7600 USD
Purchase	8	88.9500 USD
Purchase	8	88.8687 USD
Purchase	12	88.8500 USD
Purchase	40	89.2700 USD
Purchase	100	88.8150 USD
Purchase	100	88.9250 USD
Purchase	100	89.2100 USD
Purchase	100	88.6500 USD
Purchase	100	89.2600 USD
Purchase	109	89.0900 USD
Purchase	170	88.7388 USD
Purchase	194	88.7403 USD
Purchase	200	88.7900 USD
Purchase	200	88.5755 USD
Purchase	200	88.5754 USD
Purchase	300	88.9733 USD
Purchase	300	89.0200 USD
Purchase	300	89.1800 USD
Purchase	314	88.9220 USD
Purchase	348	88.7055 USD
Purchase	400	88.7500 USD
Purchase	400	88.7450 USD
Purchase	400	89.1900 USD
Purchase	400	89.0600 USD
Purchase	400	88.7825 USD
Purchase	400	88.7700 USD
Purchase	497	88.7923 USD
Purchase	500	88.6980 USD
Purchase	500	89.2680 USD
Purchase	500	89.0500 USD
Purchase	777	88.9298 USD
Purchase	800	88.4770 USD
Purchase	800	89.1337 USD
Purchase	800	89.1125 USD
Purchase	806	89.0075 USD
Purchase	809	88.9307 USD
Purchase	900	89.0827 USD
Purchase	936	88.7850 USD
Purchase	999	89.0223 USD
Purchase	1,115	88.8796 USD
Purchase	1,207	89.0193 USD
Purchase	1,581	88.9644 USD
Purchase	1,600	89.0856 USD
Purchase	1,955	88.7202 USD
Purchase	2,042	89.0018 USD
Purchase	2,223	88.9345 USD
Purchase	2,919	88.9363 USD
Purchase	3,200	89.0810 USD
Purchase	3,731	88.5753 USD
Purchase	6,465	89.1696 USD
Purchase	6,928	88.9645 USD
Purchase	7,100	88.8237 USD
Purchase	15,500	88.9984 USD
Purchase	16,598	88.8334 USD
Purchase	19,044	88.9965 USD
Purchase	22,400	89.0069 USD
Purchase	22,821	88.7367 USD
Purchase	34,088	89.0709 USD
Purchase	35,882	88.7300 USD
Purchase	51,178	89.0179 USD
Purchase	132,449	89.0242 USD
Sale	9	88.5700 USD
Sale	23	88.2100 USD
Sale	37	88.8900 USD
Sale	50	88.7000 USD
Sale	78	89.1500 USD
Sale	100	88.7700 USD
Sale	100	88.7100 USD
Sale	100	88.6900 USD
Sale	100	88.4900 USD
Sale	100	89.1750 USD
Sale	100	89.0300 USD
Sale	100	88.9800 USD
Sale	100	88.9200 USD
Sale	100	88.8500 USD
Sale	100	88.9050 USD
Sale	108	89.0900 USD
Sale	120	88.7916 USD
Sale	130	89.1861 USD
Sale	136	88.8011 USD
Sale	191	88.5757 USD
Sale	200	88.5754 USD
Sale	200	88.7350 USD
Sale	200	88.9600 USD
Sale	200	89.0000 USD
Sale	200	89.0150 USD
Sale	251	89.1782 USD
Sale	256	89.0467 USD
Sale	263	88.8609 USD
Sale	300	89.1900 USD
Sale	300	88.8800 USD
Sale	400	88.9362 USD
Sale	400	89.1337 USD
Sale	400	89.0600 USD
Sale	418	89.1059 USD
Sale	420	89.2261 USD
Sale	442	89.1808 USD
Sale	488	88.9607 USD
Sale	594	89.1662 USD
Sale	600	88.8516 USD
Sale	600	88.9700 USD
Sale	601	89.2033 USD
Sale	700	89.1857 USD
Sale	700	89.1071 USD
Sale	700	88.8528 USD
Sale	700	89.1700 USD
Sale	767	88.9192 USD
Sale	877	89.1760 USD
Sale	898	89.1689 USD
Sale	900	89.1911 USD
Sale	900	89.1327 USD
Sale	998	88.9535 USD
Sale	999	89.2030 USD
Sale	1,200	88.9683 USD
Sale	1,205	89.2241 USD
Sale	1,243	88.9746 USD
Sale	1,300	88.8515 USD
Sale	1,390	89.2092 USD
Sale	1,426	89.1703 USD
Sale	1,738	89.1718 USD
Sale	2,200	88.9584 USD
Sale	2,408	89.2034 USD
Sale	2,451	88.9984 USD
Sale	2,718	89.0551 USD
Sale	2,900	88.7848 USD
Sale	3,000	89.1756 USD
Sale	3,066	89.1963 USD
Sale	3,100	89.1241 USD
Sale	3,100	89.0259 USD
Sale	3,184	89.2023 USD
Sale	3,200	89.1404 USD
Sale	3,531	88.9574 USD
Sale	3,800	88.7299 USD
Sale	3,814	88.8052 USD
Sale	4,000	89.1835 USD
Sale	4,603	89.1158 USD
Sale	4,715	89.2056 USD
Sale	4,820	88.6636 USD
Sale	7,956	89.0713 USD
Sale	9,100	89.0335 USD
Sale	10,317	89.1458 USD
Sale	11,313	89.1139 USD
Sale	11,500	89.0051 USD
Sale	12,742	88.9374 USD
Sale	15,124	89.0754 USD
Sale	17,700	88.9971 USD
Sale	20,633	89.0694 USD
Sale	28,646	88.9395 USD
Sale	33,958	88.7879 USD
Sale	35,882	88.7300 USD
Sale	60,003	88.9905 USD
Sale	66,824	88.9926 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	6,200	85 USD	American	15 Nov 2019	3.9000 USD
Call Option	Purchasing	400	86 USD	American	22 Nov 2019	3.4500 USD
Call Option	Purchasing	100	89 USD	American	22 Nov 2019	0.8600 USD
Call Option	Purchasing	7,800	90 USD	American	15 Nov 2019	0.0200 USD
Call Option	Purchasing	700	90 USD	American	22 Nov 2019	0.6600 USD
Call Option	Purchasing	600	90 USD	American	20 Dec 2019	1.8400 USD
Call Option	Purchasing	500	90 USD	American	15 May 2020	5.0000 USD
Call Option	Purchasing	1,500	93 USD	American	15 Nov 2019	0.0100 USD
Call Option	Purchasing	700	93 USD	American	21 Feb 2020	2.4200 USD
Call Option	Purchasing	100	93 USD	American	15 May 2020	4.0500 USD
Call Option	Purchasing	6,500	95 USD	American	15 Nov 2019	0.0200 USD
Call Option	Purchasing	100	95 USD	American	6 Dec 2019	0.1400 USD
Call Option	Purchasing	200	95 USD	American	27 Dec 2019	0.4500 USD
Call Option	Purchasing	500	95 USD	American	15 May 2020	3.1500 USD
Call Option	Purchasing	1,000	100 USD	American	15 Nov 2019	0.0100 USD
Call Option	Purchasing	700	100 USD	American	15 May 2020	1.7842 USD
Call Option	Purchasing	2,600	105 USD	American	15 Nov 2019	0.0300 USD
Call Option	Purchasing	800	105 USD	American	15 May 2020	1.0025 USD
Call Option	Selling	1,000	60 USD	American	20 Dec 2019	29.0000 USD
Call Option	Selling	100	68 USD	American	15 Nov 2019	20.7900 USD
Call Option	Selling	9,300	70 USD	American	15 Nov 2019	18.7200 USD
Call Option	Selling	13,100	73 USD	American	15 Nov 2019	16.0000 USD
Call Option	Selling	24,500	75 USD	American	15 Nov 2019	13.9300 USD
Call Option	Selling	108,800	78 USD	American	15 Nov 2019	11.4900 USD
Call Option	Selling	24,000	80 USD	American	15 Nov 2019	8.7500 USD
Call Option	Selling	9,100	83 USD	American	15 Nov 2019	6.2500 USD
Call Option	Selling	100	83 USD	American	20 Dec 2019	6.8000 USD
Call Option	Selling	100	85 USD	American	22 Nov 2019	3.8200 USD
Call Option	Selling	100	87 USD	American	22 Nov 2019	2.4500 USD
Call Option	Selling	7,600	88 USD	American	15 Nov 2019	1.0000 USD
Call Option	Selling	100	88 USD	American	22 Nov 2019	1.4600 USD
Call Option	Selling	700	88 USD	American	20 Dec 2019	2.9500 USD
Call Option	Selling	100	89 USD	American	22 Nov 2019	0.8800 USD
Call Option	Selling	200	89 USD	American	29 Nov 2019	1.2000 USD
Call Option	Selling	200	90 USD	American	22 Nov 2019	0.5200 USD
Call Option	Selling	100	90 USD	American	29 Nov 2019	0.7000 USD
Call Option	Selling	5,800	92 USD	American	22 Nov 2019	0.1286 USD
Call Option	Selling	200	109 USD	American	7 Sep 2018	0.0200 USD
Put Option	Purchasing	1,500	45 USD	American	15 Nov 2019	0.0200 USD
Put Option	Purchasing	2,000	48 USD	American	15 Nov 2019	0.0200 USD
Put Option	Purchasing	3,000	50 USD	American	15 Nov 2019	0.0100 USD
Put Option	Purchasing	200	55 USD	American	15 Nov 2019	0.0100 USD
Put Option	Purchasing	15,800	73 USD	American	15 Nov 2019	0.0100 USD
Put Option	Purchasing	6,000	75 USD	American	15 Nov 2019	0.0300 USD
Put Option	Purchasing	500	78 USD	American	15 Nov 2019	0.0100 USD
Put Option	Purchasing	4,900	80 USD	American	15 Nov 2019	0.0200 USD
Put Option	Purchasing	100	80 USD	American	21 Feb 2020	1.7000 USD
Put Option	Purchasing	100	84 USD	American	20 Dec 2019	0.7700 USD
Put Option	Purchasing	200	85 USD	American	15 Nov 2019	0.0100 USD
Put Option	Purchasing	100	88 USD	American	15 Nov 2019	0.0400 USD
Put Option	Purchasing	300	88 USD	American	22 Nov 2019	0.7000 USD
Put Option	Purchasing	200	89 USD	American	22 Nov 2019	1.1450 USD
Put Option	Purchasing	100	90 USD	American	20 Dec 2019	2.6100 USD
Put Option	Selling	300	43 USD	American	15 Nov 2019	0.0200 USD
Put Option	Selling	1,700	58 USD	American	15 Nov 2019	0.0100 USD
Put Option	Selling	12,300	60 USD	American	15 Nov 2019	0.0100 USD
Put Option	Selling	27,100	63 USD	American	15 Nov 2019	0.0100 USD
Put Option	Selling	100	63 USD	American	17 Jan 2020	0.0900 USD
Put Option	Selling	19,800	65 USD	American	15 Nov 2019	0.0300 USD
Put Option	Selling	39,200	68 USD	American	15 Nov 2019	0.0100 USD
Put Option	Selling	12,700	70 USD	American	15 Nov 2019	0.0100 USD
Put Option	Selling	11,400	83 USD	American	15 Nov 2019	0.0100 USD
Put Option	Selling	300	85 USD	American	29 Nov 2019	0.2900 USD
Put Option	Selling	1,400	86 USD	American	22 Nov 2019	0.1992 USD
Put Option	Selling	100	88 USD	American	22 Nov 2019	0.6100 USD
Put Option	Selling	1,100	109 USD	American	7 Sep 2018	7.7500 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	22 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	352,400	65.0000	American	Jan 17, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	100	71.0000	American	Dec 6, 2019
Put Options	Written	101,300	60.0000	American	Jun 19, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	900	82.5000	American	Jan 17, 2020
Put Options	Written	100	77.5000	American	Nov 22, 2019
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	4,700	82.5000	American	Nov 22, 2019
Put Options	Written	1,500	83.5000	American	Nov 22, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	1,200	37.5000	American	Jan 21, 2022
Call Options	Purchased	1,100	87.0000	American	Dec 13, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-700	87.5000	American	Dec 20, 2019
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Call Options	Written	-2,100	120.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-500	82.5000	American	Feb 21, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	1,700	92.5000	American	Feb 21, 2020
Call Options	Purchased	600	92.5000	American	May 15, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	500	72.5000	American	May 15, 2020
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	5,200	95.0000	American	May 15, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	700	95.0000	American	Feb 21, 2020
Call Options	Purchased	500	88.0000	American	Dec 13, 2019
Put Options	Written	200	75.0000	American	Sep 18, 2020
Call Options	Purchased	287,200	80.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	200	84.0000	American	Nov 29, 2019
Put Options	Written	49,100	95.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	87.0000	American	Nov 22, 2019
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	3,400	85.0000	American	Feb 21, 2020
Call Options	Purchased	900	86.5000	American	Nov 29, 2019
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-3,000	79.0000	American	Dec 6, 2019
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Put Options	Purchased	-2,500	55.0000	American	Jan 15, 2021
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Call Options	Written	-1,100	95.0000	American	Nov 29, 2019
Put Options	Purchased	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-600	88.0000	American	Nov 29, 2019
Call Options	Written	-100	87.5000	American	May 15, 2020
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Put Options	Purchased	-100	80.0000	American	Nov 22, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	200	87.0000	American	Dec 6, 2019
Call Options	Purchased	4,100	85.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	900	95.0000	American	Dec 20, 2019
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	16,000	62.5000	American	Jan 17, 2020
Call Options	Purchased	3,700	86.0000	American	Nov 22, 2019
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	2,500	86.5000	American	Nov 22, 2019
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	800	83.0000	American	Nov 29, 2019
Put Options	Written	800	57.5000	American	Feb 21, 2020
Call Options	Purchased	4,400	92.5000	American	Dec 20, 2019
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Put Options	Purchased	-5,200	40.0000	American	Jan 21, 2022
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	84.0000	American	Dec 20, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-1,100	85.0000	American	Nov 22, 2019
Put Options	Purchased	-1,800	90.0000	American	Dec 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-6,900	85.0000	American	Jan 17, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-24,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-200	85.0000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-100	75.0000	American	May 15, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-5,800	92.0000	American	Nov 22, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-4,100	85.0000	American	Jun 19, 2020
Call Options	Written	-11,800	95.0000	American	Jan 17, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Call Options	Purchased	2,600	85.0000	American	Nov 29, 2019
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	7,900	80.0000	American	May 15, 2020
Put Options	Written	5,300	86.0000	American	Nov 22, 2019
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Call Options	Purchased	100	87.0000	American	Nov 29, 2019
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Put Options	Written	100	37.5000	American	Jan 15, 2021
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,500	87.5000	American	Feb 21, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	155,700	65.0000	American	Jun 19, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Put Options	Written	200	76.5000	American	Nov 22, 2019
Put Options	Written	1,100	86.5000	American	Nov 22, 2019
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	7,100	90.0000	American	Nov 22, 2019
Call Options	Purchased	1,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-100	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-400	80.0000	American	Nov 22, 2019
Put Options	Purchased	-400	90.0000	American	Feb 21, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-900	89.0000	American	Nov 29, 2019
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-81,200	70.0000	American	Jan 15, 2021
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	82.5000	American	Nov 29, 2019
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-200	84.0000	American	Nov 22, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-700	82.5000	American	Nov 29, 2019
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Put Options	Purchased	-400	87.5000	American	May 15, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	400	85.0000	American	Dec 6, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Call Options	Purchased	6,800	90.0000	American	May 15, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Put Options	Written	900	70.0000	American	Feb 21, 2020
Put Options	Written	300	85.0000	American	Nov 29, 2019
Put Options	Written	700	67.5000	American	Jan 17, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Call Options	Purchased	21,900	90.0000	American	Feb 21, 2020
Call Options	Purchased	200	83.5000	American	Nov 22, 2019
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	100	87.5000	American	Sep 18, 2020
Call Options	Purchased	100	95.0000	American	Dec 6, 2019
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-100	77.0000	American	Nov 22, 2019
Put Options	Purchased	-4,800	75.0000	American	Jan 17, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-500	86.0000	American	Dec 6, 2019
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-600	80.5000	American	Nov 29, 2019
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	130.0000	American	Jan 17, 2020
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,400	87.0000	American	Nov 22, 2019
Put Options	Purchased	-100	80.0000	American	Nov 29, 2019
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-700	60.0000	American	Feb 21, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Written	14,800	75.0000	American	Dec 20, 2019
Put Options	Written	100	76.0000	American	Nov 29, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Call Options	Purchased	200	80.0000	American	Nov 29, 2019
Put Options	Written	9,600	80.0000	American	Jan 17, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	100	77.5000	American	Nov 29, 2019
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	100	82.5000	American	May 15, 2020
Call Options	Purchased	17,800	80.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	400	85.0000	American	Nov 22, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	28,500	70.0000	American	Jun 19, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	800	85.0000	American	May 15, 2020
Call Options	Purchased	100	90.0000	American	Dec 6, 2019
Put Options	Written	100	74.0000	American	Nov 29, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Call Options	Purchased	3,300	100.0000	American	Feb 21, 2020
Put Options	Written	900	88.0000	American	Nov 22, 2019
Call Options	Purchased	1,900	87.5000	American	Dec 20, 2019
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	25,000	90.0000	American	Dec 20, 2019
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Call Options	Purchased	1,400	90.0000	American	Nov 29, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	14,600	67.5000	American	Jun 19, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-300	89.0000	American	Nov 22, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-1,400	85.0000	American	Dec 20, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-10,300	87.5000	American	Jan 17, 2020
Put Options	Written	100	84.0000	American	Nov 22, 2019
Call Options	Purchased	1,200	100.0000	American	May 15, 2020
Put Options	Written	11,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	6,700	77.5000	American	Jan 15, 2021
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	100	82.0000	American	Dec 6, 2019
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	500	83.0000	American	Nov 22, 2019
Call Options	Purchased	100	86.0000	American	Nov 29, 2019
Put Options	Written	9,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	500	90.0000	American	Dec 27, 2019
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	100	72.5000	American	Nov 29, 2019
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Written	2,100	80.0000	American	Dec 20, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	400	72.5000	American	May 15, 2020
Put Options	Written	100	83.0000	American	Dec 6, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	89.0000	American	Nov 22, 2019
Put Options	Written	200	73.0000	American	Nov 22, 2019
Put Options	Purchased	-1,100	72.5000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-1,700	87.5000	American	Feb 21, 2020
Put Options	Purchased	-9,300	90.0000	American	Jan 17, 2020
Call Options	Written	-5,900	92.5000	American	Jan 17, 2020
Call Options	Written	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-6,900	100.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-700	81.5000	American	Nov 22, 2019
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-6,800	90.0000	American	Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

BARCLAYS PLC

View source version on businesswire.com: https://www.businesswire.com/news/home/20191122005271/en/