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Barclays PLC Director's Dealing 2024
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 2275L
Barclays PLC
06 November 2024
| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 05 Nov 2024 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | CENTAMIN PLC | ||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing(if any) | |||||||
| Class of relevant security: | USD 1 ordinary | ||||||
| Interests | Short Positions | ||||||
| Number | (%) | Number | (%) | ||||
| (1) | Relevant securities owned | ||||||
| and/or controlled: | 4,269,974 | 1.02% | 4,058,093 | 0.96% | |||
| (2) | Cash-settled derivatives: | ||||||
| and/or controlled: | 3,906,761 | 0.92% | 2,554,761 | 0.60% | |||
| (3) | Stock-settled derivatives (including options) | ||||||
| and agreements to purchase/sell: | 130,000 | 0.03% | 160,000 | 0.04% | |||
| TOTAL: | 8,306,735 | 1.97% | 6,772,854 | 1.60% | |||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) | |||||||
| Class of relevant security in relation to | |||||||
| which subscription right exists | |||||||
| Details, including nature of the rights | |||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 1 ordinary | Purchase | 1,748,735 | 481.1100 ZAR | ||||
| USD 1 ordinary | Purchase | 103,402 | 27.3948 USD | ||||
| USD 1 ordinary | Purchase | 51,832 | 27.2615 USD | ||||
| USD 1 ordinary | Purchase | 36,065 | 27.1828 USD | ||||
| USD 1 ordinary | Purchase | 30,574 | 27.3469 USD | ||||
| USD 1 ordinary | Purchase | 14,634 | 27.3626 USD | ||||
| USD 1 ordinary | Purchase | 9,616 | 27.3693 USD | ||||
| USD 1 ordinary | Purchase | 8,710 | 27.3656 USD | ||||
| USD 1 ordinary | Purchase | 8,535 | 27.3437 USD | ||||
| USD 1 ordinary | Purchase | 6,188 | 27.3414 USD | ||||
| USD 1 ordinary | Purchase | 5,654 | 27.0306 USD | ||||
| USD 1 ordinary | Purchase | 5,450 | 27.3632 USD | ||||
| USD 1 ordinary | Purchase | 4,380 | 27.0534 USD | ||||
| USD 1 ordinary | Purchase | 4,151 | 27.4131 USD | ||||
| USD 1 ordinary | Purchase | 2,844 | 27.0319 USD | ||||
| USD 1 ordinary | Purchase | 2,600 | 27.3315 USD | ||||
| USD 1 ordinary | Purchase | 1,700 | 27.3217 USD | ||||
| USD 1 ordinary | Purchase | 1,100 | 27.3127 USD | ||||
| USD 1 ordinary | Purchase | 800 | 27.3375 USD | ||||
| USD 1 ordinary | Purchase | 705 | 27.3086 USD | ||||
| USD 1 ordinary | Purchase | 554 | 27.3212 USD | ||||
| USD 1 ordinary | Purchase | 534 | 27.4594 USD | ||||
| USD 1 ordinary | Purchase | 483 | 27.1200 USD | ||||
| USD 1 ordinary | Purchase | 398 | 27.0111 USD | ||||
| USD 1 ordinary | Purchase | 375 | 27.3257 USD | ||||
| USD 1 ordinary | Purchase | 351 | 27.3298 USD | ||||
| USD 1 ordinary | Purchase | 314 | 27.3817 USD | ||||
| USD 1 ordinary | Purchase | 203 | 27.0158 USD | ||||
| USD 1 ordinary | Purchase | 171 | 27.3018 USD | ||||
| USD 1 ordinary | Purchase | 161 | 27.3300 USD | ||||
| USD 1 ordinary | Purchase | 156 | 27.3335 USD | ||||
| USD 1 ordinary | Purchase | 153 | 27.0550 USD | ||||
| USD 1 ordinary | Purchase | 151 | 27.0350 USD | ||||
| USD 1 ordinary | Purchase | 146 | 27.3650 USD | ||||
| USD 1 ordinary | Purchase | 126 | 26.9700 USD | ||||
| USD 1 ordinary | Purchase | 62 | 27.0445 USD | ||||
| USD 1 ordinary | Purchase | 53 | 27.0900 USD | ||||
| USD 1 ordinary | Purchase | 51 | 26.9900 USD | ||||
| USD 1 ordinary | Purchase | 51 | 27.0500 USD | ||||
| USD 1 ordinary | Purchase | 51 | 27.0850 USD | ||||
| USD 1 ordinary | Purchase | 14 | 27.4200 USD | ||||
| USD 1 ordinary | Purchase | 8 | 27.3100 USD | ||||
| USD 1 ordinary | Purchase | 5 | 27.0050 USD | ||||
| USD 1 ordinary | Purchase | 4 | 27.3600 USD | ||||
| USD 1 ordinary | Sale | 1,748,735 | 481.1100 ZAR | ||||
| USD 1 ordinary | Sale | 183,906 | 27.3593 USD | ||||
| USD 1 ordinary | Sale | 30,014 | 27.3528 USD | ||||
| USD 1 ordinary | Sale | 24,909 | 27.1008 USD | ||||
| USD 1 ordinary | Sale | 10,370 | 27.1136 USD | ||||
| USD 1 ordinary | Sale | 3,601 | 27.4547 USD | ||||
| USD 1 ordinary | Sale | 3,477 | 27.2342 USD | ||||
| USD 1 ordinary | Sale | 3,233 | 27.4493 USD | ||||
| USD 1 ordinary | Sale | 2,837 | 27.0294 USD | ||||
| USD 1 ordinary | Sale | 2,687 | 27.0871 USD | ||||
| USD 1 ordinary | Sale | 2,534 | 27.0315 USD | ||||
| USD 1 ordinary | Sale | 917 | 27.2202 USD | ||||
| USD 1 ordinary | Sale | 675 | 27.1965 USD | ||||
| USD 1 ordinary | Sale | 560 | 27.0353 USD | ||||
| USD 1 ordinary | Sale | 534 | 27.4594 USD | ||||
| USD 1 ordinary | Sale | 490 | 27.0159 USD | ||||
| USD 1 ordinary | Sale | 483 | 27.1200 USD | ||||
| USD 1 ordinary | Sale | 351 | 27.3298 USD | ||||
| USD 1 ordinary | Sale | 239 | 27.0192 USD | ||||
| USD 1 ordinary | Sale | 210 | 27.1058 USD | ||||
| USD 1 ordinary | Sale | 200 | 27.2100 USD | ||||
| USD 1 ordinary | Sale | 126 | 26.9700 USD | ||||
| USD 1 ordinary | Sale | 115 | 27.2430 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.4740 USD | ||||
| USD 1 ordinary | Sale | 100 | 27.0350 USD | ||||
| USD 1 ordinary | Sale | 53 | 27.0900 USD | ||||
| USD 1 ordinary | Sale | 53 | 27.0181 USD | ||||
| USD 1 ordinary | Sale | 31 | 27.0445 USD | ||||
| USD 1 ordinary | Sale | 30 | 27.0260 USD | ||||
| USD 1 ordinary | Sale | 28 | 27.0460 USD | ||||
| USD 1 ordinary | Sale | 22 | 26.9750 USD | ||||
| USD 1 ordinary | Sale | 21 | 27.0252 USD | ||||
| USD 1 ordinary | Sale | 15 | 27.0050 USD | ||||
| USD 1 ordinary | Sale | 7 | 26.9850 USD | ||||
| USD 1 ordinary | Sale | 4 | 26.9600 USD | ||||
| USD 1 ordinary | Sale | 3 | 27.0310 USD | ||||
| USD 1 ordinary | Sale | 1 | 27.0200 USD | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| USD 1 ordinary | SWAP | Decreasing Short | 212 | 474.9275 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 4,287 | 475.0421 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 181 | 475.0881 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 67 | 475.1714 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 10,615 | 476.2546 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 4,951 | 476.7054 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 18,160 | 476.9214 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 11,939 | 477.0607 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 759 | 477.8898 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 1,484 | 478.2819 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 385 | 478.3753 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 15,432 | 478.4378 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 8,080 | 479.5738 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 14,456 | 479.6820 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 30,000 | 480.8694 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 39,508 | 481.1100 ZAR | |||
| USD 1 ordinary | SWAP | Decreasing Short | 1,748,735 | 481.1581 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 181 | 475.0074 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 67 | 475.0907 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 3,870 | 475.4628 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 12,639 | 476.0473 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 10,615 | 476.1737 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 3,231 | 476.4200 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 4,951 | 476.6244 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 7,000 | 478.1264 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 1,484 | 478.2006 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 5,521 | 478.6559 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 2,245 | 478.7000 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 20,658 | 479.1160 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 176,732 | 479.5922 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 14,456 | 479.6005 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 51,379 | 480.7211 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 30,000 | 480.8694 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Short | 39,508 | 481.0282 ZAR | |||
| USD 1 ordinary | SWAP | Increasing Long | 70 | 0.0000 ZAR | |||
| USD 1 ordinary | SWAP | Opening Long | 83,121 | 27.2900 USD | |||
| USD 1 ordinary | CFD | Increasing Long | 3,870 | 475.4129 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 3,231 | 476.3699 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 7,000 | 478.0164 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 2,245 | 478.6378 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 20,658 | 479.0657 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 176,732 | 479.5298 ZAR | |||
| USD 1 ordinary | CFD | Increasing Long | 51,379 | 480.6706 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 212 | 474.9892 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 4,287 | 475.1039 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 11,939 | 477.0869 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 759 | 477.9997 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 385 | 478.4255 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 15,432 | 478.4880 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 8,080 | 479.6241 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 847,000 | 481.1597 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 567,735 | 481.1598 ZAR | |||
| USD 1 ordinary | CFD | Decreasing Long | 334,000 | 481.1599 ZAR | |||
| USD 1 ordinary | SWAP | Opening Short | 83,121 | 27.2900 USD | |||
| USD 1 ordinary | SWAP | Closing Long | 83,121 | 27.2600 USD | |||
| USD 1 ordinary | SWAP | Opening Short | 30,000 | 27.3542 USD | |||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: | |||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 06 Nov 2024 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | ANGLOGOLD ASHANTI PLC | ||||||
| relevant securities this from relates: | |||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
| USD 1 ordinary | Put Options | Purchased | -160,000 | 22.0000 | American | 21 Mar 2025 | |
| USD 1 ordinary | Put Options | Written | 130,000 | 15.0000 | American | 17 Jan 2025 | |
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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