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Barclays PLC Director's Dealing 2019
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Director's Dealing
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Form 8.3 - ALLERGAN PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 27 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,539,654 | 1.08% | 2,002,871 | 0.61% | ||
| (2) | Derivatives (other than options): | ||||
| 1,668,200 | 0.51% | 2,369,420 | 0.72% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 676,700 | 0.21% | 392,900 | 0.12% | |
| TOTAL: | |||||
| 5,884,554 | 1.79% | 4,765,191 | 1.45% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 5 | 167.0500 USD |
| Purchase | 10 | 166.8900 USD |
| Purchase | 25 | 168.0700 USD |
| Purchase | 54 | 167.1800 USD |
| Purchase | 55 | 167.7900 USD |
| Purchase | 100 | 168.2800 USD |
| Purchase | 100 | 168.2350 USD |
| Purchase | 100 | 168.2200 USD |
| Purchase | 100 | 168.3800 USD |
| Purchase | 101 | 168.2232 USD |
| Purchase | 103 | 168.2082 USD |
| Purchase | 122 | 168.3446 USD |
| Purchase | 200 | 167.2650 USD |
| Purchase | 200 | 168.3700 USD |
| Purchase | 200 | 168.3750 USD |
| Purchase | 200 | 167.6150 USD |
| Purchase | 239 | 167.8000 USD |
| Purchase | 390 | 167.7897 USD |
| Purchase | 400 | 168.1260 USD |
| Purchase | 471 | 168.2363 USD |
| Purchase | 500 | 167.8370 USD |
| Purchase | 590 | 168.1171 USD |
| Purchase | 590 | 167.7458 USD |
| Purchase | 605 | 167.7677 USD |
| Purchase | 1,520 | 168.1648 USD |
| Purchase | 1,533 | 167.8200 USD |
| Purchase | 1,691 | 168.1891 USD |
| Purchase | 1,944 | 168.1529 USD |
| Purchase | 2,513 | 168.2500 USD |
| Purchase | 2,700 | 167.8906 USD |
| Purchase | 3,416 | 168.1784 USD |
| Purchase | 3,670 | 168.2259 USD |
| Purchase | 6,234 | 167.7693 USD |
| Purchase | 10,131 | 168.0889 USD |
| Purchase | 10,195 | 167.8438 USD |
| Purchase | 11,000 | 167.9482 USD |
| Purchase | 12,800 | 167.9367 USD |
| Purchase | 13,089 | 168.1547 USD |
| Purchase | 14,433 | 167.8849 USD |
| Purchase | 33,005 | 167.8989 USD |
| Sale | 10 | 166.8900 USD |
| Sale | 20 | 167.7500 USD |
| Sale | 20 | 167.7400 USD |
| Sale | 28 | 168.0650 USD |
| Sale | 30 | 168.3300 USD |
| Sale | 35 | 167.4600 USD |
| Sale | 54 | 167.1800 USD |
| Sale | 55 | 167.7900 USD |
| Sale | 72 | 168.0500 USD |
| Sale | 79 | 167.7337 USD |
| Sale | 100 | 167.3600 USD |
| Sale | 100 | 167.5400 USD |
| Sale | 100 | 167.6100 USD |
| Sale | 100 | 167.6600 USD |
| Sale | 100 | 167.8600 USD |
| Sale | 100 | 167.8724 USD |
| Sale | 100 | 167.9900 USD |
| Sale | 100 | 168.0025 USD |
| Sale | 100 | 168.2700 USD |
| Sale | 100 | 168.3470 USD |
| Sale | 101 | 167.7105 USD |
| Sale | 144 | 168.2600 USD |
| Sale | 200 | 168.2800 USD |
| Sale | 200 | 167.2800 USD |
| Sale | 200 | 167.5600 USD |
| Sale | 200 | 167.5200 USD |
| Sale | 236 | 167.5138 USD |
| Sale | 238 | 167.8000 USD |
| Sale | 268 | 167.7844 USD |
| Sale | 289 | 168.2237 USD |
| Sale | 290 | 167.7441 USD |
| Sale | 300 | 168.1500 USD |
| Sale | 300 | 167.7800 USD |
| Sale | 300 | 167.5250 USD |
| Sale | 369 | 168.2424 USD |
| Sale | 383 | 167.9924 USD |
| Sale | 400 | 167.7574 USD |
| Sale | 400 | 167.4975 USD |
| Sale | 471 | 168.2363 USD |
| Sale | 500 | 167.9720 USD |
| Sale | 629 | 167.7936 USD |
| Sale | 847 | 168.0843 USD |
| Sale | 856 | 167.9140 USD |
| Sale | 1,516 | 167.9163 USD |
| Sale | 1,547 | 167.8847 USD |
| Sale | 1,677 | 168.0322 USD |
| Sale | 1,900 | 167.9031 USD |
| Sale | 2,629 | 168.0548 USD |
| Sale | 2,837 | 167.8941 USD |
| Sale | 2,979 | 167.6950 USD |
| Sale | 3,121 | 167.9870 USD |
| Sale | 3,616 | 168.1472 USD |
| Sale | 4,174 | 167.8011 USD |
| Sale | 4,521 | 168.2392 USD |
| Sale | 6,000 | 168.0167 USD |
| Sale | 6,114 | 168.2500 USD |
| Sale | 6,450 | 167.7685 USD |
| Sale | 6,700 | 167.8670 USD |
| Sale | 7,500 | 167.8717 USD |
| Sale | 9,163 | 167.9671 USD |
| Sale | 10,255 | 167.8679 USD |
| Sale | 12,500 | 167.9399 USD |
| Sale | 13,354 | 167.8685 USD |
| Sale | 30,070 | 168.1220 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 140 USD | American | 17 Jan 2020 | 29.5800 USD |
| Call Option | Purchasing | 1,500 | 170 USD | American | 19 Jun 2020 | 9.5200 USD |
| Call Option | Purchasing | 2,600 | 175 USD | American | 15 Jan 2021 | 8.8500 USD |
| Call Option | Purchasing | 2,500 | 185 USD | American | 15 Nov 2019 | 0.1200 USD |
| Call Option | Selling | 700 | 140 USD | American | 17 Jan 2020 | 30.5000 USD |
| Call Option | Selling | 100 | 160 USD | American | 17 Jan 2020 | 12.5800 USD |
| Put Option | Selling | 200 | 130 USD | American | 15 Nov 2019 | 0.3800 USD |
| Put Option | Selling | 2,500 | 150 USD | American | 21 Feb 2020 | 3.9500 USD |
| Put Option | Selling | 2,500 | 160 USD | American | 20 Dec 2019 | 3.4000 USD |
| Put Option | Selling | 7,500 | 160 USD | American | 21 Feb 2020 | 5.8266 USD |
| Put Option | Selling | 200 | 170 USD | American | 27 Sep 2019 | 2.2500 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,800 | 175.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
| Put Options | Written | 4,600 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 170.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 16,900 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,400 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -7,100 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 11,300 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,800 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 27,400 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 120.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -300 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,000 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,000 | 165.0000 | American | Oct 18, 2019 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 170.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 2,200 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,400 | 185.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,400 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 140.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 7,900 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,000 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 46,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Call Options | Written | -28,300 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,300 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -7,400 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,500 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 400 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 22,500 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -4,300 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 170.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,000 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,500 | 120.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Written | 6,700 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,400 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,400 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 165.0000 | American | Oct 18, 2019 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 700 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 16,300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Put Options | Written | 4,200 | 125.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,100 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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