Barclays PLC Pillar 3 Terms and Conditions of Capital Resources 30 June 2016
Supplement to Barclays June 2016 Pillar 3 Report
Introductory notes
This worksheet complements the June 2016 Barclays Pillar 3 report, available from home.barclays/results. It contains detailed information on the terms and conditions of capital resources in accordance with Article 437 (1)(b) of the CRR and the associated implementing technical standards. The full prospectus associated with each instrument can be found at the following sites barclays.com/prospectuses-and-documentation/capital-securities-documentation.html, barclaysafrica.com/barclaysafrica/Investor-Relations/Debt-investors/Debt-programmes, absa.co.za/about-us/absa-bank/investor-relations, home.barclays/about-barclays/barclays-corporate-governance/our-framework-code-and-rules.html and barclaysafrica.com/deployedfiles/Assets/Richmedia/PDF/Reports/2012/2012_Notice_of_AGM.pdf
The Capital Requirements Regulation and Capital Requirements Directive implemented Basel 3 within the EU (collectively known as CRD IV) on 1 January 2014. The rules are supplemented by Regulatory Technical Standards and the PRA's rulebook, including the implementation of transitional rules. However, rules and guidance are still subject to change as certain aspects of CRD IV are dependent on final technical standards and clarifications to be issued by the EBA and adopted by the European Commission and the PRA. Assumptions on the regulatory treatment under the CRR reflect Barclays' interpretation of the current rules.
Forward-looking statements
This document contains certain forward-looking statements within the meaning of Section 21E of the US Securities Exchange Act of 1934, as amended, and Section 27A of the US Securities Act of 1933, as amended, with respect to the Group. Barclays cautions readers that no forward-looking statement is a guarantee of future performance and that actual results or other financial condition or performance measures could differ materially from those contained in the forward-looking statements. These forward-looking statements can be identified by the fact that they do not relate only to historical or current facts. Forward-looking statements sometimes use words such as 'may', 'will', 'seek', 'continue', 'aim', 'anticipate', 'target', 'projected', 'expect', 'estimate', 'intend', 'plan', 'goal', 'believe', 'achieve' or other words of similar meaning. Examples of forward-looking statements include, among others, statements or guidance regarding the Group's future financial position, income growth, assets, impairment charges, provisions, notable items, business strategy, capital, leverage and other regulatory ratios, payment of dividends (including dividend pay-out ratios and expected payment strategies), projected levels of growth in the banking and financial markets, projected costs or savings, original and revised commitments and targets in connection with the strategic cost programme and the Group Strategy Update, rundown of assets and businesses within Barclays Non-Core, sell down of the Group's interest in Barclays Africa Group Limited, estimates of capital expenditures and plans and objectives for future operations, projected employee numbers and other statements that are not historical fact. By their nature, forward-looking statements involve risk and uncertainty because they relate to future events and circumstances. These may be affected by changes in legislation, the development of standards and interpretations under International Financial Reporting Standards, evolving practices with regard to the interpretation and application of accounting and regulatory standards, the outcome of current and future legal proceedings and regulatory investigations, future levels of conduct provisions, future levels of notable items, the policies and actions of governmental and regulatory authorities, geopolitical risks and the impact of competition. In addition, factors including (but not limited to) the following may have an effect: capital, leverage and other regulatory rules (including with regard to the future structure of the Group) applicable to past, current and future periods; UK, US, Africa, Eurozone and global macroeconomic and business conditions; the effects of continued volatility in credit markets; market related risks such as changes in interest rates and foreign exchange rates; effects of changes in valuation of credit market exposures; changes in valuation of issued securities; volatility in capital markets; changes in credit ratings of any entities within the Group or any securities issued by such entities; the potential for one or more countries exiting the Eurozone; the implications of the results of the June 23, 2016 referendum in the United Kingdom and the disruption that may result in the UK and globally from the withdrawal of the United Kingdom from the European Union; the implementation of the strategic cost programme; and the success of future acquisitions, disposals and other strategic transactions. A number of these influences and factors are beyond the Group's control. As a result, the Group's actual future results, dividend payments, and capital and leverage ratios may differ materially from the plans, goals, expectations and guidance set forth in the Group's forward-looking statements. Additional risks and factors which may impact the Group's future financial condition and performance are identified in our filings with the SEC (including, without limitation, our annual report on form 20-F for the fiscal year ended 31 December 2015), which are available on the SEC's website at www.sec.gov.
Subject to our obligations under the applicable laws and regulations of the United Kingdom and the United States in relation to disclosure and ongoing information, we undertake no obligation to update publicly or revise any forward looking statements, whether as a result of new information, future events or otherwise.
| Capital instruments main features template |
|
| 1 Issuer |
Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
GB0031348658 |
| 3 Governing law(s) of the instrument |
United Kingdom |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Common Equity Tier 1 |
| 5 Post-transitional CRR rules |
Common Equity Tier 1 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Ordinary Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
£21763m |
| reporting date) |
|
| 9 Nominal amount of instrument |
£0.25 per ordinary share |
| 9a Issue price |
The original authorised share capital at 20 July 1896 was £6,000,000 divided into 300,000 shares of £20 each. On 23 July 1896 250,000 ordinary shares of |
|
£20 each were issued, having £8 per share paid up. However, there have been many restructurings since then and the shares have been issued at other |
|
prices over time |
| 9b Redemption price |
N/A |
| 10 Accounting classification |
Shareholder's equity |
| 11 Original date of issuance |
23/07/1896 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
N/A |
| 15 Optional call date, contingent call dates and redemption amount |
N/A |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
N/A |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
N/A |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
35 Position in subordination hierarchy in liquidation (specify instrument type
immediately senior to instrument) |
Perpetual Deeply Subordinated Contingent Convertible Debt |
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Africa Group Limited |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
ZAE000174124 |
| 3 Governing law(s) of the instrument |
Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended) |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Common Equity Tier 1 |
| 5 Post-transitional CRR rules |
Common Equity Tier 1 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Ordinary Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
ZAR 6106m; £311m |
| 9 Nominal amount of instrument |
ZAR 2.00; £0.10 per ordinary share |
| 9a Issue price |
Absa Group Limited issued 129,540,636 Consideration Shares to Barclays Plc at a share price of ZAR 141.5; £7.21 at the point the Absa Group was renamed |
|
Barclays Africa Group Limited, since then the shares have been issued at other prices over time |
| 9b Redemption price |
N/A |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
2013 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
N/A |
| 15 Optional call date, contingent call dates and redemption amount |
N/A |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
N/A |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
N/A |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Deeply Subordinated Contingent Convertible Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
Capital instruments main features template Issuer Barclays PLC Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) US06738EAA38 Governing law(s) of the instrument New York, except subordination provisions and waiver of set-off provisions which are governed by English law Regulatory treatment Transitional CRR rules Additional Tier 1 Post-transitional CRR rules Additional Tier 1 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Perpetual Deeply Subordinated Contingent Convertible Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £1231m Nominal amount of instrument USD 2000m; £1491m 9a Issue price 99.993% 9b Redemption price 100.000% Accounting classification Shareholders' equity Original date of issuance 20/11/2013 Perpetual or dated Perpetual Original maturity date No maturity Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount Optional call on 15/12/2018 at 100%. Also tax and regulatory event calls Subsequent call dates, if applicable Optional call on 15/12/2023 and each fifth anniversary date thereafter Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 8.25% to 15/12/2018. Resets on 15/12/2018 and on every fifth anniversary date thereafter to five year US dollar swap rate plus 6.705% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Fully discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Fully discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Convertible If convertible, conversion trigger(s) Fully loaded CET1 Ratio falls below 7% If convertible, fully or partially Fully If convertible, conversion rate USD 2.64 per conversion share If convertible, mandatory or optional conversion Mandatory If convertible, specify instrument type convertible into Common Equity Tier 1 - Ordinary shares If convertible, specify issuer of instrument it converts into Barclays PLC Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Dated Subordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays PLC Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) XS1068561098 Governing law(s) of the instrument New York, except subordination provisions and waiver of set-off provisions which are governed by English law Regulatory treatment Transitional CRR rules Additional Tier 1 Post-transitional CRR rules Additional Tier 1 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Perpetual Deeply Subordinated Contingent Convertible Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £695m Nominal amount of instrument £698m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Shareholders' equity Original date of issuance 17/06/2014 Perpetual or dated Perpetual Original maturity date No maturity Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount Optional call on 15/09/2019 at 100%. Also tax and regulatory event calls Subsequent call dates, if applicable Optional call on 15/09/2024 and each fifth anniversary date thereafter Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 7.0% to 15/09/2019. Resets on 15/09/2019 and on every fifth anniversary date thereafter to five year sterling Libor swap rate plus 5.084% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Fully discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Fully discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Convertible If convertible, conversion trigger(s) Fully loaded CET1 Ratio falls below 7% If convertible, fully or partially Fully If convertible, conversion rate £1.65 per conversion share If convertible, mandatory or optional conversion Mandatory If convertible, specify instrument type convertible into Common Equity Tier 1 - Ordinary shares If convertible, specify issuer of instrument it converts into Barclays PLC Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Dated Subordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays PLC Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) US06738EAB11 Governing law(s) of the instrument New York, except subordination provisions and waiver of set-off provisions which are governed by English law Regulatory treatment Transitional CRR rules Additional Tier 1 Post-transitional CRR rules Additional Tier 1 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Perpetual Deeply Subordinated Contingent Convertible Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £711m Nominal amount of instrument USD 1211m; £903m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Shareholders' equity Original date of issuance 17/06/2014 Perpetual or dated Perpetual Original maturity date No maturity Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount Optional call on 15/09/2019 at 100%. Also tax and regulatory event calls Subsequent call dates, if applicable Optional call on 15/09/2024 and each fifth anniversary date thereafter Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 6.625% to 15/09/2019. Resets on 15/09/2019 and on every fifth anniversary date thereafter to five year US dollar Libor swap rate plus 5.022% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Fully discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Fully discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Convertible If convertible, conversion trigger(s) Fully loaded CET1 Ratio falls below 7% If convertible, fully or partially Fully If convertible, conversion rate USD 2.77 per conversion share If convertible, mandatory or optional conversion Mandatory If convertible, specify instrument type convertible into Common Equity Tier 1 - Ordinary shares If convertible, specify issuer of instrument it converts into Barclays PLC Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Dated Subordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays PLC Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) XS1068574828 Governing law(s) of the instrument New York, except subordination provisions and waiver of set-off provisions which are governed by English law Regulatory treatment Transitional CRR rules Additional Tier 1 Post-transitional CRR rules Additional Tier 1 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Perpetual Deeply Subordinated Contingent Convertible Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £852m Nominal amount of instrument EUR 1077m; £892m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Shareholders' equity Original date of issuance 17/06/2014 Perpetual or dated Perpetual Original maturity date No maturity Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount Optional call on 15/09/2019 at 100%. Also tax and regulatory event calls Subsequent call dates, if applicable Optional call on 15/09/2024 and each fifth anniversary date thereafter Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 6.50% to 15/09/2019. Resets on 15/09/2019 and on every fifth anniversary date thereafter to five year EURIBOR swap rate plus 5.875% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Fully discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Fully discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Convertible If convertible, conversion trigger(s) Fully loaded CET1 Ratio falls below 7% If convertible, fully or partially Fully If convertible, conversion rate EUR 2.02 per conversion share If convertible, mandatory or optional conversion Mandatory If convertible, specify instrument type convertible into Common Equity Tier 1 - Ordinary shares If convertible, specify issuer of instrument it converts into Barclays PLC Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Dated Subordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays PLC Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) XS1002801758 Governing law(s) of the instrument New York, except subordination provisions and waiver of set-off provisions which are governed by English law Regulatory treatment Transitional CRR rules Additional Tier 1 Post-transitional CRR rules Additional Tier 1 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Perpetual Deeply Subordinated Contingent Convertible Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £831m Nominal amount of instrument EUR 1000m; £828m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Shareholders' equity Original date of issuance 10/12/2013 Perpetual or dated Perpetual Original maturity date No maturity Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount Optional call on 15/12/2020 at 100%. Also tax and regulatory event calls Subsequent call dates, if applicable Optional call on 15/12/2025 and each fifth anniversary date thereafter Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 8.0% to 15/12/2020. Resets on 15/12/2020 and on every fifth anniversary date thereafter to five year EURIBOR swap rate plus 6.75% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Fully discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Fully discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Convertible If convertible, conversion trigger(s) Fully loaded CET1 Ratio falls below 7% If convertible, fully or partially Fully If convertible, conversion rate EUR 1.99 per conversion share If convertible, mandatory or optional conversion Mandatory If convertible, specify instrument type convertible into Common Equity Tier 1 - Ordinary shares If convertible, specify issuer of instrument it converts into Barclays PLC Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Dated Subordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
| Capital instruments main features template |
|
| 1 Issuer |
Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS1274156097 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Additional Tier 1 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Contingent Convertible Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£994m |
| 9 Nominal amount of instrument |
£1000m |
| 9a Issue price |
99.990% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Shareholders' equity |
| 11 Original date of issuance |
11/08/2015 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Optional call on 15/09/2022 at 100%. Also tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
Optional call on 15/09/2027 and each fifth anniversary date thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
7.875% to 15/09/2022. Resets on 15/09/2022 and on every fifth anniversary date thereafter to five year sterling Libor swap rate plus 6.099% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Convertible |
| 24 If convertible, conversion trigger(s) |
Fully loaded CET1 Ratio falls below 7% |
| 25 If convertible, fully or partially |
Fully |
| 26 If convertible, conversion rate |
£1.65 per conversion share |
| 27 If convertible, mandatory or optional conversion |
Mandatory |
| 28 If convertible, specify instrument type convertible into |
Common Equity Tier 1 - Ordinary shares |
| 29 If convertible, specify issuer of instrument it converts into |
Barclays PLC |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Dated Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0222208539 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£203m |
| 9 Nominal amount of instrument |
£209m |
| 9a Issue price |
99.562% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
22/06/2005 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2017 at 100% |
| 16 Subsequent call dates, if applicable |
Any Dividend Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
6.0% to 15/12/2017, thereafter three month Sterling Libor plus 1.42% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0214398199 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£211m |
| 9 Nominal amount of instrument |
EUR 319m; £264m |
| 9a Issue price |
99.118% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
15/03/2005 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/03/2020 at 100% |
| 16 Subsequent call dates, if applicable |
Any Dividend Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
4.75% to 15/03/2020, thereafter three month Euribor plus 0.71% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06738C8284 |
| 3 Governing law(s) of the instrument |
Prefs - English / ADRs - New York |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£318m |
| 9 Nominal amount of instrument |
USD 581m; £433m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
08/06/2005 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2034 at 100% |
| 16 Subsequent call dates, if applicable |
Any Dividend Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
6.278% to 15/12/2034, thereafter three month US dollar Libor plus 1.55% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06739F3901 |
| 3 Governing law(s) of the instrument |
Prefs - English / ADRs - New York |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£406m |
| 9 Nominal amount of instrument |
USD 750m; £559m |
| 9a Issue price |
100% / USD 25 per share |
| 9b Redemption price |
100% / USD 25 per share |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
25/04/2006 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any Dividend Payment Date at 100% / USD 25 per share |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
6.625% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06739H7769 |
| 3 Governing law(s) of the instrument |
Prefs - English / ADRs - New York |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£657m |
| 9 Nominal amount of instrument |
USD 1375m; £1025m |
| 9a Issue price |
100% / USD 25 per share |
| 9b Redemption price |
100% / USD 25 per share |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
13/09/2007 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any Dividend Payment Date at 100% / USD 25 per share |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
7.100% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06739H3628 |
| 3 Governing law(s) of the instrument |
Prefs - English / ADRs - New York |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£1309m |
| 9 Nominal amount of instrument |
USD 2650m; £1975m |
| 9a Issue price |
100% / USD 25 per share |
| 9b Redemption price |
100% / USD 25 per share |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
11/04/2008 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any Dividend Payment Date at 100% / USD 25 per share |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
8.125% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Absa Bank Limited |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
ZAE000079810 |
| 3 Governing law(s) of the instrument |
Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended) |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Preference Shares |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
ZAR 4644m; £237m |
| 9a Issue price |
93.916% (weighted average) |
| 9b Redemption price |
N/A |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
2006 and 2007 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
N/A |
| 15 Optional call date, contingent call dates and redemption amount |
N/A |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
70% of the prime overdraft lending rate |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Partially discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Partially discretionary |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Noncumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Dated Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument cannot be written down or converted to CET 1 capital at the point of non-viability |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0150052388 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£12m |
| 9 Nominal amount of instrument |
£13m |
| 9a Issue price |
99.866% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
04/07/2002 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/06/2032 at 100%. Can be exchanged, varied or redeemed for tax or regulatory reasons |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
6% to 15/06/2032, thereafter six month Sterling Libor plus 0.89% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Partially discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
ACSM |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
Capital instruments main features template Issuer Barclays Bank PLC Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) XS0155141830 / US06738CAG42 Governing law(s) of the instrument English Regulatory treatment Transitional CRR rules Additional Tier 1 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Solo and Consolidated Instrument type (types to be specified by each jurisdiction) Perpetual Deeply Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £136m Nominal amount of instrument USD 182m; £136m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 25/09/2002 Perpetual or dated Perpetual Original maturity date No maturity Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 15/06/2032 at 100%. Can be exchanged, varied or redeemed for tax or regulatory reasons Subsequent call dates, if applicable Any Interest Payment Date Coupons / dividends Fixed or floating dividend/coupon Fixed to floating Coupon rate and any related index 6.86% to 15/06/2032, thereafter six month US dollar Libor plus 1.73% Existence of a dividend stopper Yes 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Mandatory Existence of step up or other incentive to redeem No Noncumulative or cumulative ACSM Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Perpetual Subordinated Debt Non-compliant transitioned features Yes If yes, specify non-compliant features No CET1 Ratio trigger event
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0269453139 / US06739FEY34 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Debt |
8 Amount recognised in regulatory capital (Currency in million, as of most recent
reporting date) |
Nil |
|
|
| 9 Nominal amount of instrument |
USD 159m; £119m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
28/09/2006 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2016 at 100%. Also tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
5.926% to 15/12/2016, thereafter three month US dollar Libor plus 1.75% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
ACSM |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
35 Position in subordination hierarchy in liquidation (specify instrument type
immediately senior to instrument) |
Perpetual Subordinated Debt |
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0322792010 / US06739GAD16 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
USD 117m; £87m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
25/09/2007 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2017 at 100%. Also tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
7.434% to 15/12/2017, thereafter three month US dollar Libor plus 3.17% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
ACSM |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0305103482 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£33m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
12/06/2007 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2019 at 100%. Also tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
6.3688% to 15/12/2019, thereafter three month Sterling Libor plus 1.70% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
ACSM |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0397801357 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£3000m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
27/11/2008 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/06/2019 at 100%. Also tax event call and regulatory event call or substitution |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
14% to 15/06/2019, thereafter three month Sterling Libor plus 13.4% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
ACSM |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0248675364 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Additional Tier 1 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Deeply Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£35m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
31/03/2006 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2036 at 100%. Also tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
5.3304% to 15/12/2036, thereafter three month Sterling Libor plus 1.985% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
ACSM |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Perpetual Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
No CET1 Ratio trigger event |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0145875190 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£133m |
| 9a Issue price |
GBP400m @ 99.625%; GBP65m @ 109.984% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
19/04/2002 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
19/04/2017 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Every 5 years thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
6.375% to 19/04/2017, thereafter reset every five years by reference to the gross redemption yield of a benchmark gilt plus 2.02% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0360950249 / US06739HAA59 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
USD 99m; £74m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
25/04/2008 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
25/04/2018 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
7.70% to 25/04/2018, thereafter three month US dollar Libor plus 4.24% |
| 19 Existence of a dividend stopper |
Yes |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0350187430 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Ineligible |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
Nil |
|
| 9 Nominal amount of instrument |
£140m |
|
| 9a Issue price |
99.355% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
29/02/2008 |
|
| 12 Perpetual or dated |
Perpetual |
|
| 13 Original maturity date |
No maturity |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
15/12/2018 at 100%. Also tax event call at 100% |
|
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
|
| 18 Coupon rate and any related index |
8.25% to 15/12/2018, thereafter three month Sterling Libor plus 4% |
|
| 19 Existence of a dividend stopper |
Yes |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
Yes |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
Yes |
|
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
|
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0118932366 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£158m |
| 9a Issue price |
GBP275m @ 99.593%; GBP250m @ 104.218% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
24/10/2000 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
24/10/2020 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Every 5 years thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
7.125% to 24/10/2020, thereafter reset every five years by reference to the gross redemption yield of a benchmark gilt plus 3.15% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0145875513 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£36m |
| 9a Issue price |
GBP400m @ 98.659%; GBP150m @ 108.617% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
19/04/2002 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
19/04/2027 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Every 5 years thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
6.125% to 19/04/2027, thereafter reset every five years by reference to the gross redemption yield of a benchmark gilt plus 2.07% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
GB0000784164 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Junior Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£81m |
| 9 Nominal amount of instrument |
USD 203m; £151m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
01/11/1984 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any Interest Payment Date at 100%. Also tax event call |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
Six month US dollar Libor plus 0.25% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Dated Subordinated Debt and Dated Subordinated Contingent Capital Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0015014615 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£145m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
16/10/1989 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any Interest Payment Date at 100%. Also tax event call |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
Three month Sterling Libor plus 1% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument had an incentive to redeem in the past |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0071252919 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£75m |
| 9a Issue price |
99.394% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
27/11/1996 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
27/11/2021 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Every 5 years thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
9.25% to 27/11/2021, thereafter reset every five years by reference to the gross redemption yield of a benchmark gilt plus 2.25% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0046132014 / GB0000870369 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£40m |
| 9 Nominal amount of instrument |
£40m |
| 9a Issue price |
100.458% |
| 9b Redemption price |
100% after 10/10/2023, or the higher of 100% or a price arrived at by reference to the gross redemption yield of a benchmark gilt on or before 10/10/2023 |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
11/10/1993 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any time. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
9.000% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
JPY 8bn 5.03% RDCUSL |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
JPY 8000m; £58m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
27/02/1998 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
28/04/2028 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Every 5 years thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
5.03% to 28/04/2028 on US dollars 62,992,000. Thereafter six month JPY Libor plus 1.32% on JPY 8 billion |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
JPY 12bn 5.00% RDCUSL |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
JPY 12000m; £87m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
29/05/1998 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
30/10/2028 at 100%. Also tax event call at 100% |
| 16 Subsequent call dates, if applicable |
Every 5 years thereafter |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
5.00% to 30/10/2028 on US dollars 90,293,454. Thereafter six month JPY Libor plus 1.32% on JPY 12 billion |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS1319647068 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£1030m |
| 9 Nominal amount of instrument |
EUR 1250m; £1035m |
| 9a Issue price |
99.497% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
11/11/2015 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
11/11/2025 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
11/11/2020 at 100% plus tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
2.625% to 11/11/2020.Thereafter five year EURIBOR mid swap rate plus 2.45% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06738EAC93 |
| 3 Governing law(s) of the instrument |
New York except subordination and waiver of set-off provisions which are English law |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£930m |
| 9 Nominal amount of instrument |
USD 1250m; £932m |
| 9a Issue price |
99.848% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
11/09/2014 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
11/09/2024 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
4.375% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06738EAP07 |
| 3 Governing law(s) of the instrument |
New York except subordination and waiver of set-off provisions which are English law |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£930m |
| 9 Nominal amount of instrument |
USD 1250m; £932m |
| 9a Issue price |
99.992% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
12/05/2016 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
12/05/2026 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
5.200% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0334249223 / US06739GAE98 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£330m |
| 9 Nominal amount of instrument |
USD 1556m; £1160m |
| 9a Issue price |
USD 1,250m @ 99.733%; USD 1,000m @ 99.3266% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
04/12/2007 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
04/12/2017 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
6.050% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0170401623 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£13m |
| 9 Nominal amount of instrument |
EUR 40m; £33m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
19/06/2003 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
19/06/2018 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
Six month EURIBOR plus 0.44% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0342289575 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£453m |
|
| 9 Nominal amount of instrument |
EUR 1750m; £1449m |
|
| 9a Issue price |
99.993% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
23/01/2008 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
23/01/2018 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Fixed |
|
| 18 Coupon rate and any related index |
6.000% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0342861670 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
£26m |
| reporting date) |
|
| 9 Nominal amount of instrument |
EUR 100m; £83m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
25/01/2008 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
25/01/2018 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
CMS Linked - The rate of interest is reset annually at 113.4% of an annual swap rate for Euro denominated swap transactions with a maturity of 10 years |
|
(appearing on Reuters Screen ISDAFIX2 Page (or any successor to that page) under the heading "EURIBOR Basis - EUR" and above the caption "11.00 AM |
|
FRANKFURT", subject to a minimum rate of 5.00% p.a. and a maximum rate of 9.20% p.a. |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
|
|
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0353467243 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
£38m |
| reporting date) |
|
| 9 Nominal amount of instrument |
EUR 135m; £112m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
20/03/2008 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
20/03/2018 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
CMS Linked - The rate of interest is reset annually at an annual swap rate for Euro denominated swap transactions with a maturity of 10 years (appearing on |
|
Reuters Screen ISDAFIX2 Page (or any successor to that page) under the heading "EURIBOR Basis - EUR" and above the caption "11.00 AM FRANKFURT" |
|
plus 0.80%, subject to a minimum rate of 4.50% p.a. |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0334370565 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Ineligible |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
Nil |
| 9 Nominal amount of instrument |
£500m |
| 9a Issue price |
99.597% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
07/12/2007 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
16/01/2023 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
16/01/2018 at 100% plus taxation event call |
| 16 Subsequent call dates, if applicable |
Any Interest Payment Date |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed to floating |
| 18 Coupon rate and any related index |
6.75% to 16/01/2018, thereafter three month Sterling Libor plus 2.49% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
Yes |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
Yes |
| 37 If yes, specify non-compliant features |
Instrument contains an incentive to redeem |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06739FHK03 |
| 3 Governing law(s) of the instrument |
New York except subordination provisions which are English law |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Contingent Capital Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£742m |
| 9 Nominal amount of instrument |
USD 1000m; £745m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
10/04/2013 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
10/04/2023 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Optional call 10/04/2018 plus tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
7.75% to 10/04/2018, then five year US dollar swap rate plus 6.833% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
Yes |
| 31 If write-down, write-down trigger(s) |
Barclays PLC consolidated CRD IV Common Equity Tier 1 (CET1) ratio (FSA October 2012 transitional statement) falls below 7% |
| 32 If write-down, full or partial |
Full |
| 33 If write-down, permanent or temporary |
Permanent |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0102643169 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£29m |
| 9 Nominal amount of instrument |
EUR 50m; £41m |
| 9a Issue price |
99.840% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
30/09/1999 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
15/10/2019 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
Six month EURIBOR plus 0.50% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06739GBP37 |
| 3 Governing law(s) of the instrument |
New York except subordination provisions which are English law |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£740m |
| 9 Nominal amount of instrument |
USD 1094m; £815m |
| 9a Issue price |
99.930% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
14/10/2010 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
14/10/2020 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
5.140% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0525912449 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£1160m |
|
| 9 Nominal amount of instrument |
EUR 1500m; £1242m |
|
| 9a Issue price |
99.875% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
14/07/2010 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
14/01/2021 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Fixed |
|
| 18 Coupon rate and any related index |
6.000% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0068009637 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£199m |
|
| 9 Nominal amount of instrument |
£200m |
|
| 9a Issue price |
99.542% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
07/08/1996 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
07/08/2021 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event call at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Fixed |
|
| 18 Coupon rate and any related index |
9.500% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0126504421 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£79m |
|
| 9 Nominal amount of instrument |
EUR 100m; £83m |
|
| 9a Issue price |
100.500% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
22/03/2001 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
22/03/2021 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Floating |
|
| 18 Coupon rate and any related index |
Three month EURIBOR plus 0.47% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0429325748 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£1923m |
| 9 Nominal amount of instrument |
£1961m |
| 9a Issue price |
99.248% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
21/05/2009 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
21/05/2021 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
10.000% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0432830734 / US06739FFU03 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£1127m |
| 9 Nominal amount of instrument |
USD 1521m; £1134m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
12/06/2009 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
12/06/2021 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
10.179% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0144176996 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£41m |
|
| 9 Nominal amount of instrument |
EUR 50m; £41m |
|
| 9a Issue price |
100.000% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
01/03/2002 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
01/03/2022 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Floating |
|
| 18 Coupon rate and any related index |
Six month EURIBOR plus 0.40% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0611398008 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£824m |
|
| 9 Nominal amount of instrument |
EUR 1000m; £828m |
|
| 9a Issue price |
99.232% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
30/03/2011 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
30/03/2022 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Fixed |
|
| 18 Coupon rate and any related index |
6.625% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
US06740L8C27 |
| 3 Governing law(s) of the instrument |
New York except subordination provisions which are English law |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Contingent Capital Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£2226m |
| 9 Nominal amount of instrument |
USD 3000m; £2236m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
21/11/2012 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
21/11/2022 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax and regulatory event calls |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
7.625% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
Yes |
| 31 If write-down, write-down trigger(s) |
Barclays PLC consolidated CRD IV Common Equity Tier 1 (CET1) ratio (FSA October 2012 transitional statement) falls below 7% |
| 32 If write-down, full or partial |
Full |
| 33 If write-down, permanent or temporary |
Permanent |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
|
| 1 Issuer |
|
Barclays Bank PLC |
|
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0183122398 |
| 3 Governing law(s) of the instrument |
|
English |
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
|
Tier 2 |
| 5 Post-transitional CRR rules |
|
Tier 2 |
|
6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
|
£41m |
| 9 Nominal amount of instrument |
|
EUR 50m; £41m |
| 9a Issue price |
|
99.334% |
| 9b Redemption price |
|
100.000% |
| 10 Accounting classification |
|
Liability - amortised cost |
| 11 Original date of issuance |
|
23/12/2003 |
| 12 Perpetual or dated |
|
Dated |
| 13 Original maturity date |
|
27/12/2023 |
| 14 Issuer call subject to prior supervisory approval |
|
Yes |
|
15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
|
N/A |
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
|
Floating |
| 18 Coupon rate and any related index |
|
Three month EURIBOR plus 0.35% |
| 19 Existence of a dividend stopper |
|
No |
|
20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
|
No |
| 22 Noncumulative or cumulative |
|
Cumulative |
| 23 Convertible or non-convertible |
|
Non-convertible |
| 24 If convertible, conversion trigger(s) |
|
N/A |
| 25 If convertible, fully or partially |
|
N/A |
| 26 If convertible, conversion rate |
|
N/A |
| 27 If convertible, mandatory or optional conversion |
|
N/A |
|
28 If convertible, specify instrument type convertible into |
N/A |
|
29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
|
No |
| 31 If write-down, write-down trigger(s) |
|
N/A |
| 32 If write-down, full or partial |
|
N/A |
| 33 If write-down, permanent or temporary |
|
N/A |
|
34 If temporary write-down, description of write-up mechanism |
N/A |
|
35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
|
No |
| 37 If yes, specify non-compliant features |
|
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0134886067 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£457m |
| 9 Nominal amount of instrument |
£455m |
| 9a Issue price |
GBP350m @ 99.726%; GBP150m @ 104.44%; GBP100m @ 103.183% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
14/09/2001 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
14/09/2026 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
5.750% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
JPY 15bn 5.40% RDCSL 2027 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£109m |
| 9 Nominal amount of instrument |
JPY 15000m; £109m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Liability - amortised cost |
| 11 Original date of issuance |
29/08/1997 |
| 12 Perpetual or dated |
Dated |
| 13 Original maturity date |
31/08/2027 |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax event call at 100% |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Fixed |
| 18 Coupon rate and any related index |
5.40% on US dollars 130,867,222.22 |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0102307724 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£50m |
|
| 9 Nominal amount of instrument |
£50m |
|
| 9a Issue price |
99.688% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
23/09/1999 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
23/09/2032 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Fixed |
|
| 18 Coupon rate and any related index |
6.330% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
| Capital instruments main features template |
|
|
| 1 Issuer |
Barclays Bank PLC |
|
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS0122679243 |
|
| 3 Governing law(s) of the instrument |
English |
|
| Regulatory treatment |
|
|
| 4 Transitional CRR rules |
Tier 2 |
|
| 5 Post-transitional CRR rules |
Tier 2 |
|
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
| 7 Instrument type (types to be specified by each jurisdiction) |
Dated Subordinated Debt |
|
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
| reporting date) |
£83m |
|
| 9 Nominal amount of instrument |
EUR 100m; £83m |
|
| 9a Issue price |
100.000% |
|
| 9b Redemption price |
100.000% |
|
| 10 Accounting classification |
Liability - amortised cost |
|
| 11 Original date of issuance |
05/01/2001 |
|
| 12 Perpetual or dated |
Dated |
|
| 13 Original maturity date |
28/12/2040 |
|
| 14 Issuer call subject to prior supervisory approval |
Yes |
|
| 15 Optional call date, contingent call dates and redemption amount |
Tax event only at 100% |
|
| 16 Subsequent call dates, if applicable |
N/A |
|
| Coupons / dividends |
|
|
| 17 Fixed or floating dividend/coupon |
Floating |
|
| 18 Coupon rate and any related index |
Three month EURIBOR plus 0.39% |
|
| 19 Existence of a dividend stopper |
No |
|
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory |
|
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
| 21 Existence of step up or other incentive to redeem |
No |
|
| 22 Noncumulative or cumulative |
Cumulative |
|
| 23 Convertible or non-convertible |
Non-convertible |
|
| 24 If convertible, conversion trigger(s) |
N/A |
|
| 25 If convertible, fully or partially |
N/A |
|
| 26 If convertible, conversion rate |
N/A |
|
| 27 If convertible, mandatory or optional conversion |
N/A |
|
| 28 If convertible, specify instrument type convertible into |
N/A |
|
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
|
| 30 Write-down features |
No |
|
| 31 If write-down, write-down trigger(s) |
N/A |
|
| 32 If write-down, full or partial |
N/A |
|
| 33 If write-down, permanent or temporary |
N/A |
|
| 34 If temporary write-down, description of write-up mechanism |
N/A |
|
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Unsecured and Unsubordinated Debt |
|
| immediately senior to instrument) |
|
|
| 36 Non-compliant transitioned features |
No |
|
| 37 If yes, specify non-compliant features |
N/A |
|
Capital instruments main features template Issuer Absa Bank Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000101221 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Ineligible Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) Nil Nominal amount of instrument ZAR 1,805m; £92m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 21/11/2012 Perpetual or dated Dated Original maturity date 21/11/2022 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 21/11/2017, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 1.95% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features Yes If yes, specify non-compliant features Instrument cannot be written down or converted to CET 1 capital at the point of non-viability
Capital instruments main features template Issuer Absa Bank Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000101239 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Ineligible Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) Nil Nominal amount of instrument ZAR 2,007m; £102m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 21/11/2012 Perpetual or dated Dated Original maturity date 21/11/2023 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 21/11/2018, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 2.05% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features Yes If yes, specify non-compliant features Instrument cannot be written down or converted to CET 1 capital at the point of non-viability
Capital instruments main features template Issuer Absa Bank Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000101254 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Ineligible Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) Nil Nominal amount of instrument ZAR 1,188m; £61m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 21/11/2012 Perpetual or dated Dated Original maturity date 21/11/2023 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 21/11/2018, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 8.295% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features No If write-down, write-down trigger(s) N/A If write-down, full or partial N/A If write-down, permanent or temporary N/A If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features Yes If yes, specify non-compliant features Instrument cannot be written down or converted to CET 1 capital at the point of non-viability
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000121476 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £19m Nominal amount of instrument ZAR 370m; £19m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 18/11/2014 Perpetual or dated Dated Original maturity date 19/11/2024 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 19/11/2019, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 3.30% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000121484 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £7m Nominal amount of instrument ZAR 130m; £7m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 18/11/2014 Perpetual or dated Dated Original maturity date 19/11/2024 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 19/11/2019, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 10.835% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000123100 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £87m Nominal amount of instrument ZAR 1,693m; £86m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 04/02/2015 Perpetual or dated Dated Original maturity date 05/02/2025 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 05/02/2020, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 3.50% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000123118 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £41m Nominal amount of instrument ZAR 807m; £41m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 04/02/2015 Perpetual or dated Dated Original maturity date 05/02/2025 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 05/02/2020, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 10.050% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000129958 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £15m Nominal amount of instrument ZAR 288m; £15m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 28/09/2015 Perpetual or dated Dated Original maturity date 29/09/2025 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 29/09/2020, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 11.400% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000135997 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £2m Nominal amount of instrument ZAR 31m; £2m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 04/05/2016 Perpetual or dated Dated Original maturity date 05/05/2026 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 05/05/2021, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 4.00% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000136003 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £10m Nominal amount of instrument ZAR 200m; £10m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 04/05/2016 Perpetual or dated Dated Original maturity date 05/05/2026 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 05/05/2021, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 12.430% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000129354 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £26m Nominal amount of instrument ZAR 508m; £26m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 03/09/2015 Perpetual or dated Dated Original maturity date 04/09/2025 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 04/09/2020, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 11.365% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000129362 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £22m Nominal amount of instrument ZAR 437m; £22m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 03/09/2015 Perpetual or dated Dated Original maturity date 04/09/2025 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 04/09/2020, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 3.50% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000129388 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £38m Nominal amount of instrument ZAR 737m; £38m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 03/09/2015 Perpetual or dated Dated Original maturity date 03/09/2027 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 03/09/2022, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Semiannualy after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Fixed Coupon rate and any related index 11.810% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
Capital instruments main features template Issuer Barclays Africa Group Limited Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) ZAG000129396 Governing law(s) of the instrument Section 1 of the Banks Act, 1990 (Act no 94. of 1990) (As amended). The subordinated callable notes are listed on the Bond Exchange of South Africa Regulatory treatment Transitional CRR rules Tier 2 Post-transitional CRR rules Tier 2 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated Consolidated Instrument type (types to be specified by each jurisdiction) Dated Subordinated Debt Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) £2m Nominal amount of instrument ZAR 30m; £2m 9a Issue price 100.000% 9b Redemption price 100.000% Accounting classification Liability - amortised cost Original date of issuance 03/09/2015 Perpetual or dated Dated Original maturity date 03/09/2027 Issuer call subject to prior supervisory approval Yes Optional call date, contingent call dates and redemption amount 03/09/2022, tax and regulatory contingent events call, redemption amount equal to Principal Amount issued Subsequent call dates, if applicable Quarterly after the first optional call date until maturity Coupons / dividends Fixed or floating dividend/coupon Floating Coupon rate and any related index Three month JIBAR + 3.60% Existence of a dividend stopper No 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) Partially discretionary 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) Partially discretionary Existence of step up or other incentive to redeem No Noncumulative or cumulative Noncumulative Convertible or non-convertible Non-convertible If convertible, conversion trigger(s) N/A If convertible, fully or partially N/A If convertible, conversion rate N/A If convertible, mandatory or optional conversion N/A If convertible, specify instrument type convertible into N/A If convertible, specify issuer of instrument it converts into N/A Write-down features Yes If write-down, write-down trigger(s) At SARBs discretion in accordance with Condition 11.12 of the Terms and Conditions and Regulation 38(14)(a)(i) of the Tier 2 Capital Regulations, upon the receipt by the Issuer of written notice from the Registrar of Banks of the occurrence of a Non-Viability Trigger Event If write-down, full or partial Fully or Partially - The Principal Amount and all accrued unpaid interest owing in respect of the Notes of this Tranche shall be written-off permanently, in full or in part on a pro rata basis (in the case of a write off in part) in accordance with the Capital Regulations and to the satisfaction of the Registrar of Banks If write-down, permanent or temporary Permanent If temporary write-down, description of write-up mechanism N/A Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument) Unsecured and Unsubordinated Debt Non-compliant transitioned features No If yes, specify non-compliant features N/A
|
Capital instruments main features template |
|
| 1 Issuer |
|
Barclays Bank PLC |
|
2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
GB0000779529 |
|
3 Governing law(s) of the instrument |
English |
|
Regulatory treatment |
|
|
4 Transitional CRR rules |
Tier 2 |
|
5 Post-transitional CRR rules |
Tier 2 |
|
6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
|
7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
|
8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
|
reporting date) |
£222m |
|
9 Nominal amount of instrument |
USD 335m; £250m |
|
9a Issue price |
100.000% |
|
9b Redemption price |
100.000% |
|
10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
|
11 Original date of issuance |
02/07/1985 |
|
12 Perpetual or dated |
Perpetual |
|
13 Original maturity date |
No maturity |
|
14 Issuer call subject to prior supervisory approval |
Yes |
|
15 Optional call date, contingent call dates and redemption amount |
Any Interest Payment Date at 100%. Also tax event call |
|
16 Subsequent call dates, if applicable |
N/A |
|
Coupons / dividends |
|
|
17 Fixed or floating dividend/coupon |
Floating |
|
18 Coupon rate and any related index |
Six month US dollar Libor plus 0.25% |
|
19 Existence of a dividend stopper |
No |
|
20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Partially discretionary |
|
20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
|
21 Existence of step up or other incentive to redeem |
No |
|
22 Noncumulative or cumulative |
Cumulative |
|
23 Convertible or non-convertible |
Non-convertible |
|
24 If convertible, conversion trigger(s) |
N/A |
|
25 If convertible, fully or partially |
N/A |
|
26 If convertible, conversion rate |
N/A |
|
27 If convertible, mandatory or optional conversion |
N/A |
|
28 If convertible, specify instrument type convertible into |
N/A |
|
29 If convertible, specify issuer of instrument it converts into |
N/A |
|
30 Write-down features |
No |
|
31 If write-down, write-down trigger(s) |
N/A |
|
32 If write-down, full or partial |
N/A |
|
33 If write-down, permanent or temporary |
N/A |
|
34 If temporary write-down, description of write-up mechanism |
N/A |
|
35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
|
immediately senior to instrument) |
|
|
36 Non-compliant transitioned features |
No |
|
37 If yes, specify non-compliant features |
N/A |
| Capital instruments main features template |
|
| 1 Issuer |
Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
GB0000777705 |
| 3 Governing law(s) of the instrument |
English |
| Regulatory treatment |
|
| 4 Transitional CRR rules |
Tier 2 |
| 5 Post-transitional CRR rules |
Tier 2 |
| 6 Eligible at solo/(sub-)consolidated/ solo&(sub-)consolidated |
Solo and Consolidated |
| 7 Instrument type (types to be specified by each jurisdiction) |
Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent |
|
| reporting date) |
£264m |
| 9 Nominal amount of instrument |
USD 415m; £309m |
| 9a Issue price |
100.000% |
| 9b Redemption price |
100.000% |
| 10 Accounting classification |
Non-controlling interest in consolidated subsidiary |
| 11 Original date of issuance |
14/02/1986 |
| 12 Perpetual or dated |
Perpetual |
| 13 Original maturity date |
No maturity |
| 14 Issuer call subject to prior supervisory approval |
Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Any Interest Payment Date at 100%. Also tax event call |
| 16 Subsequent call dates, if applicable |
N/A |
| Coupons / dividends |
|
| 17 Fixed or floating dividend/coupon |
Floating |
| 18 Coupon rate and any related index |
Six month US dollar Libor plus 0.25% |
| 19 Existence of a dividend stopper |
No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Partially discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory |
| 21 Existence of step up or other incentive to redeem |
No |
| 22 Noncumulative or cumulative |
Cumulative |
| 23 Convertible or non-convertible |
Non-convertible |
| 24 If convertible, conversion trigger(s) |
N/A |
| 25 If convertible, fully or partially |
N/A |
| 26 If convertible, conversion rate |
N/A |
| 27 If convertible, mandatory or optional conversion |
N/A |
| 28 If convertible, specify instrument type convertible into |
N/A |
| 29 If convertible, specify issuer of instrument it converts into |
N/A |
| 30 Write-down features |
No |
| 31 If write-down, write-down trigger(s) |
N/A |
| 32 If write-down, full or partial |
N/A |
| 33 If write-down, permanent or temporary |
N/A |
| 34 If temporary write-down, description of write-up mechanism |
N/A |
| 35 Position in subordination hierarchy in liquidation (specify instrument type |
Junior Subordinated Debt |
| immediately senior to instrument) |
|
| 36 Non-compliant transitioned features |
No |
| 37 If yes, specify non-compliant features |
N/A |