Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Barclays PLC Capital/Financing Update 2012

Jan 31, 2012

5250_rf_2012-01-31_320931d1-3651-4665-af73-d63ffb1c7245.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

London STOCK EXCHANGE

FORM 1 - APPLICATION FOR ADMISSION OF SECURITIES TO TRADING

The submission of Form 1 shall be provisional. Formal application will only be deemed to be made when a Prospectus relating to the securities to be admitted to trading has been approved and published. All applications are subject to the Admission and Disclosure Standards ("the Standards").

For new issues this form must arrive no later than 10 business days prior to the consideration of the application for admission to trading and for further issues no later than 2 business days prior to the consideration of the application for admission to trading.

The form should be submitted to Issuer Implementation at the London Stock Exchange either by fax on +44 (0)20 7920 4607 or by email to [email protected]. If you require assistance, please call Issuer Implementation on +44 (0)20 7797 4310.

Application to be considered on (date):

Dealings expected to commence on (date):

30 January 2012

31 January 2012

  1. Full legal name of issuer: Barclays Bank PLC

hereby applies for the following securities to be admitted to trading on the London Stock Exchange or for the purposes of MTN Programmes only:

hereby applies to establish a programme on the London Stock Exchange for the issuance of debt securities. Application for admission to trading on the London Stock Exchange of debt securities issued under the programme will be deemed to take effect only on submission of a pricing supplement for a specific issue of debt securities under the programme.

$2.$ Amount and full description of each class of security for which application is now being made:

(Example: 30,000,000 ordinary shares of 20 pence each fully paid. Where the securities are to be issued under an issuance programme, please give a description of the programme and the maximum amount of securities that may be admitted to trading at any one time)

EUR 40,000,000 Barclays Capital Trendvol on Gold Trust USD ER Index Linked Notes due 2016 under Global Structured Securities Programme

$3.$ Type of issue for which application is being made:

(Example: Bonus, Rights, Placing, Open Offer, Block listing, Eurobond, MTN Programme, Warrants)

Index Linked Notes (public offer in Portugal only)

4. Market to which admission is sought.

$\boldsymbol{\mathsf{x}}$

By ticking this box you are confirming that you meet the criteria and requirements of the market to which you are applying.

Main Market

Professional

Securities Market

Other

5.

Are the securities for which application is now made identical in all respects** [Answer Yes if drawdown, N/A if Mini-Prog]

Specialist

Fund Market

a. with each other? YES: NO:
b. with an existing class of security? YES: NO:

** If you answered NO to either question how do the securities differ and when will they become identical?

N/A - separate series of Notes
New Issues: This section only requires completion if the application is for a new issue,
this information may be published in the New Issues List section on the Exchange's
website.
6. Country of incorporation:
United Kingdom
7. Home EEA competent authority for listing:
а. Will the securities also be admitted to the
YES:
$\boldsymbol{\mathsf{x}}$
NO:
FSA's Official List?
b. If appropriate, has the "passport" been
$\overline{\mathbf{x}}$
YES:
NO:
lodged with the UKLA? If so, please attach
a copy.
8. Expected size of offer (£m):
EUR 40,000,000
9. Expected market cap. post issue (£m): N/A
10. Expected percentage of Free Float
post issue:
N/A
11. Preferred trading currency / currencies:
EUR
12. ISIN Number/s: XS0548460020
13. Default place of settlement (system):
Euroclear/Clearstream
14. Issuer details:
а. Contact name:
L.Dickinson/P.Gonsalves
b. Job title: Joint Secretaries
C. Telephone number: +44 2071161000
d. Email address:
N/A
  1. Invoicing - Value Added Tax (VAT)
    The following information is required in order to comply with the EC Invoicing Directive (2001/115/EC) and to ensure that VAT is charged in
    accordance with EC law:

a. Country of Principal Place of Business (PPB): United Kingdom

NB: PPB is usually the head office, headquarters or 'seat' from which business is run.

b. Is the Issuer registered for VAT in the UK? YES: NO:
c. Is the Issuer registered for VAT in another
EC country?
YES: NO:
d. If YES, please confirm EC VAT registration number:

NB: Where PPB is an EC country (excluding UK) – Failure to provide a valid EC VAT registration number will result in UK VAT being
charged on admission and annual fees.

16. Brief description of
business / fund type:
Banking and Financial Services
17. Fiscal year end: 31 December
18. Sponsor/ Lead manager / Adviser (if applicable):
Contact name:
a.
N/A
Telephone Number:
b.
N/A
Email address:
C.
N/A
19. Corporate Broker: N/A
20. Confirmed Market Makers: N/A
At least one market maker is required if the security is to be traded on a segment with mandatory market maker requirements
21. Financial PR advisors: N/A
22. Address at which admission document will be available:
Portugal Barclays Bank PLC - Lisbon Branch
Sucursal em Portugal
Rua Duque de Palmela, no 37
1250-097 Lisbon
23. Date available:
31 January 2012
Debt Issues:
24. Date of issue of certificates (or where relevant definitive bearer securities) for which
application to trading is sought.
31 January 2012
25. Please indicate whether the certificates are in registered or bearer form:
Bearer
26. MTN Programmes:
  1. Please tick the box that best describes the security for which admission is sought. (more then one box may be appropriate in some cases)

  2. If the security does not fall under any of the descriptions set above please provide a brief description 29. Please state the maturity of the debt security

Floating rate Step up up/Down
Preference shares Guaranteed
Exchangeable/Convertible Debentures
Retail offer Eurobonds-
Inflation Linked
Any other Linked
Warrants
Collateralised Debt
Loan Participation Obligation
Credit Linked Notes Zero coupon
Asset Backed Covered
Extendable Shari'ah Compliant
Commercial paper Mortgage Backed

Declaration

We have read and acknowledge our obligations under the Standards. Accordingly we declare that:

  • $(a)$ all the conditions for trading in the Standards which are required to be fulfilled prior to application have been fulfilled in relation to the issuer and the securities for the admission of which application is now made;
  • $(b)$ all the documents and information required to be included in the application have been or will be supplied in accordance with the Standards and all other requirements of the Exchange in respect of the application have been or will be complied with; and
  • $(c)$ (for new applicants only) the issuer is in compliance with the requirements of any securities regulator that regulates it and/or any stock exchange on which it has its securities traded.
  • We shall pay applicable admission and annual fees, as they fall due. $(d)$

We undertake to comply with the Standards as published by the London Stock Exchange from time to time.

Signed: Print
Name:
JEHAN RUHARI
Job Title:
PRESIDE NT
Date: $20$ JAN $2012$
Signed by a duly authorised officer (e.g. Director) for and on behalf of:
Barclays Bank PLC
Name of Issuer:
Please ensure that all sections where applicable on this form have been completed. Failure to

do so may cause delays in admission.

London Stock Exchange - Registered in England & Wales No 2075721, Registered office - 10 Paternoster Square, London EC4M 7LS

London Stock Exchange - Registered in England & Wales No 2075721, Registered office - 10 Paternoster Square, London EC4M 7LS