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BankFinancial CORP — Director's Dealing 2006
Sep 7, 2006
33910_dirs_2006-09-07_efa61102-a7a0-4f15-9de5-18765d8f99bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BankFinancial CORP (BFIN)
CIK: 0001303942
Period of Report: 2006-09-05
Reporting Person: Gasior F Morgan (Director, Chairman, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-05 | Common Stock | A | 125000 | — | Acquired | 142500 | Direct |
| 2006-09-05 | Common Stock | A | 75000 | — | Acquired | 217500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-05 | Stock Options (Rights to Buy) | $17.62 | A | 125000 | Acquired | 2011-09-05 | Common Stock (125000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9909.64 | Indirect |
| Common Stock | 22500 | Indirect |
| Common Stock | 628.6962 | Indirect |
| Common Stock | 2500 | Indirect |
Footnotes
F1: Stock Option Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over five annual installments commencing December 31, 2006
F2: Stock Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation vest ratably over five annual installments commencing December 31, 2006
F3: Performance Based Stock Awards granted pursuant to the 2006 Equity Incentive Plan of BankFinancial Corporation will vest ratably over three performance periods commencing December 31, 2006 subject to achievement of performance goals. He will have the right to receive dividends and vote these shares prior to vesting.
F4: The information in this report is based on the 401k report dated September 1, 2006
F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F6: Reflects ESOP allocations and dispositions that occurred since the date of the reporting person?s last ownership report