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BANCROFT FUND LTD — Director's Dealing 2014
Jan 15, 2014
34020_dirs_2014-01-15_8fd147c2-1d65-4b1d-b82e-77fa693d25dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BANCROFT FUND LTD (BCV)
CIK: 0000009521
Period of Report: 2014-01-14
Reporting Person: O'Keeffe Jane D (Director, President, Director of Investment Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-14 | Shares of Beneficial Interest | G | 640 | — | Acquired | 4677 | Indirect |
| 2014-01-14 | Shares of Beneficial Interest | G | 640 | — | Acquired | 4739 | Indirect |
Footnotes
F1: These shares were gifts to the reporting person's son and daughter.
F2: Includes 658 shares acquired on various dates in fiscal years 2008 through 2014 under the BCV dividend reinvestment plan.
F3: New Jersey Uniform Transfer to Minors Act trust.
F4: Includes 669 shares acquired on various dates in fiscal years 2008 through 2014 under the BCV dividend reinvestment plan.
F5: In addition, the reporting person is the direct beneficial owner of 8,478 shares, which include 837 shares acquired on various dates in fiscal years 2008 through 2014 under the BCV dividend reinvestment plan.