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Bally's Corp — Director's Dealing 2022
May 3, 2022
32726_dirs_2022-05-03_a350ee56-9989-44bf-9811-4649ea9115fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2022-04-30
Reporting Person: CAPP STEPHEN H (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-30 | Common Stock | M | 4270 | — | Acquired | 250908 | Direct |
| 2022-04-30 | Common Stock | A | 4270 | — | Acquired | 255178 | Direct |
| 2022-04-30 | Common Stock | F | 3361 | $29.84 | Disposed | 251817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-30 | Restricted Stock Unit | $ | M | 4270 | Disposed | Common Stock (4270.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
Footnotes
F1: In accordance with the reporting person's separation agreement, 4,270 unvested restricted stock units vested on April 30, 2022.
F2: In accordance with the reporting person's separation agreement, 4,270 performance stock units were granted and vested on April 30, 2022.
F3: As described in footnotes 1 and 2, on April 30, 2022, the reporting person became entitled to receive 8,540 shares of the Company's common stock. The Company retained 3,361 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.