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BALL Corp — Director's Dealing 2019
Feb 25, 2019
30458_dirs_2019-02-25_08921813-295c-40f6-a396-6682f6d4227d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-02-21
Reporting Person: STRAIN ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-21 | Common Stock | M | 12400.00 | $22.965 | Acquired | 47747.3983 | Direct |
| 2019-02-21 | Common Stock | F | 7334.00 | $54.48 | Disposed | 40413.3983 | Direct |
| 2019-02-25 | Common Stock | S | 5066.00 | $54.93 | Disposed | 35347.3983 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-21 | Stock Appreciation Right (sars) | $22.965 | M | 12400.00 | Disposed | 2023-01-30 | Common Stock (12400.00) | Direct |
| 2019-02-22 | Deferred Compensation Company Stock Plan | $ | J | 2174.8586 | Acquired | Common Stock (2174.8586) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2031.224 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: This transaction was executed in multiple trades at prices ranging from $54.91 to $54.945. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.