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BALL Corp — Director's Dealing 2019
Mar 12, 2019
30458_dirs_2019-03-12_1d3442b9-6453-42ca-a2fc-81b2308b5ebf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-03-11
Reporting Person: Carey Nate C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-11 | Common Stock | M | 6800.00 | $33.075 | Acquired | 16335.7022 | Direct |
| 2019-03-11 | Common Stock | F | 4967.00 | $55.60 | Disposed | 11368.7022 | Direct |
| 2019-03-11 | Common Stock | S | 1100.00 | $55.60 | Disposed | 10268.7022 | Direct |
| 2019-03-11 | Common Stock | S | 800.00 | $55.57 | Disposed | 9468.7022 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-11 | Stock Option (Right to Buy) | $33.075 | M | 6800.00 | Disposed | 2025-02-04 | Common Stock (6800.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 401K | 665.384 | Direct |
Footnotes
F1: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).
F2: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.
F3: This transaction was executed in multiple trades at prices ranging from $55.60 to $55.605 The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $55.57 to $55.575. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Exercise of Non-Qualified Stock Options (NQs).