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BALL Corp — Director's Dealing 2019
Apr 3, 2019
30458_dirs_2019-04-03_9f298769-aa7c-462c-95c7-9fdfc8fd4c54.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-04-01
Reporting Person: HAYES JOHN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Common Stock | M | 20720.00 | $12.613 | Acquired | 488835.2301 | Direct |
| 2019-04-01 | Common Stock | F | 11620.00 | $58.40 | Disposed | 477215.2301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Stock Appreciation Rights (sars) | $12.613 | M | 20720.00 | Disposed | 2020-01-27 | Common Stock (20720.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9265.51 | Indirect |
| Common Stock | 147782.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.