AI assistant
BALL Corp — Director's Dealing 2019
May 17, 2019
30458_dirs_2019-05-17_6f892896-94e1-4661-8df5-eaadcaecc370.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-05-15
Reporting Person: MORRISON SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-15 | Common Stock | M | 6480.00 | $12.6125 | Acquired | 441271.1558 | Direct |
| 2019-05-15 | Common Stock | F | 3583.00 | $62.51 | Disposed | 437688.1558 | Direct |
| 2019-05-15 | Common Stock | M | 2720.00 | $12.6125 | Acquired | 440408.1558 | Direct |
| 2019-05-15 | Common Stock | F | 549.00 | $62.51 | Disposed | 439859.1558 | Direct |
| 2019-05-16 | Common Stock | S | 2897.00 | $63.06 | Disposed | 436962.1558 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-15 | Stock Appreciation Rights (sars) | $12.6125 | M | 6480.00 | Disposed | 2020-01-27 | Common Stock (6480.00) | Direct |
| 2019-05-15 | Stock Option (Right to Buy) | $12.6125 | M | 2720.00 | Disposed | 2020-01-27 | Common Stock (2720.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8307.39 | Indirect |
| Common Stock | 100.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Exercise of Incentive Stock Options (ISOs).
F4: This transaction was executed in multiple trades at prices ranging from $63.03 to $63.0875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.
F7: Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.