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BALL Corp — Director's Dealing 2019
Jun 10, 2019
30458_dirs_2019-06-10_bb37e8cf-773d-4fcc-a981-c99ac541cdd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-06-06
Reporting Person: Pauley Lisa Ann (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-06 | Common Stock | M | 28000.00 | $12.6125 | Acquired | 178736.6325 | Direct |
| 2019-06-06 | Common Stock | F | 14731.00 | $65.90 | Disposed | 164005.6325 | Direct |
| 2019-06-06 | Common Stock | M | 9200.00 | $12.6125 | Acquired | 173205.6325 | Direct |
| 2019-06-06 | Common Stock | F | 1761.00 | $65.90 | Disposed | 171444.6325 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-06 | Stock Appreciation Rights (sars) | $12.6125 | M | 28000.00 | Disposed | 2020-01-27 | Common Stock (28000.00) | Direct |
| 2019-06-06 | Stock Options (Right to Buy) | $12.6125 | M | 9200.00 | Disposed | 2020-01-27 | Common Stock (9200.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6125.438 | Indirect |
| Common Stock | 283475.5207 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Exercise of Incentive Stock Options (ISOs).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
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