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BALL Corp Director's Dealing 2019

Jun 10, 2019

30458_dirs_2019-06-10_bb37e8cf-773d-4fcc-a981-c99ac541cdd6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-06-06

Reporting Person: Pauley Lisa Ann (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-06 Common Stock M 28000.00 $12.6125 Acquired 178736.6325 Direct
2019-06-06 Common Stock F 14731.00 $65.90 Disposed 164005.6325 Direct
2019-06-06 Common Stock M 9200.00 $12.6125 Acquired 173205.6325 Direct
2019-06-06 Common Stock F 1761.00 $65.90 Disposed 171444.6325 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-06 Stock Appreciation Rights (sars) $12.6125 M 28000.00 Disposed 2020-01-27 Common Stock (28000.00) Direct
2019-06-06 Stock Options (Right to Buy) $12.6125 M 9200.00 Disposed 2020-01-27 Common Stock (9200.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6125.438 Indirect
Common Stock 283475.5207 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F3: Exercise of Incentive Stock Options (ISOs).

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.