AI assistant
BALL Corp — Director's Dealing 2019
Aug 23, 2019
30458_dirs_2019-08-23_ee26f515-f7c2-4b91-b104-5e56c27dd4e3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-08-21
Reporting Person: Carey Nate C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-21 | Common Stock | M | 3470.00 | $37.585 | Acquired | 13089.7364 | Direct |
| 2019-08-21 | Common Stock | M | 5100.00 | $33.05 | Acquired | 18189.7364 | Direct |
| 2019-08-21 | Common Stock | M | 2536.00 | $38.84 | Acquired | 20725.7364 | Direct |
| 2019-08-21 | Common Stock | F | 2168.00 | $79.73 | Disposed | 18557.7364 | Direct |
| 2019-08-21 | Common Stock | F | 2980.00 | $79.73 | Disposed | 15577.7364 | Direct |
| 2019-08-21 | Common Stock | F | 1613.00 | $79.73 | Disposed | 13964.7364 | Direct |
| 2019-08-23 | Common Stock | S | 7000.00 | $79.5862 | Disposed | 6964.7364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-21 | Stock Option (Right to Buy) | $38.84 | M | 2536.00 | Disposed | 2028-01-24 | Common Stock (2536.00) | Direct |
| 2019-08-21 | Stock Option (Right to Buy) | $37.585 | M | 3470.00 | Disposed | 2027-04-26 | Common Stock (3470.00) | Direct |
| 2019-08-21 | Stock Option (Right to Buy) | $33.05 | M | 5100.00 | Disposed | 2026-01-27 | Common Stock (5100.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 401K | 688.483 | Direct |
Footnotes
F1: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).
F2: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.
F3: This transaction was executed in multiple trades at prices ranging from
$79.50 to $79.64. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Exercise of Non-Qualified Stock Options (NQs).