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BALL Corp Director's Dealing 2018

Feb 13, 2018

30458_dirs_2018-02-13_303af649-6177-48a9-a8e7-2073b7d7ebed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-02-12

Reporting Person: Peterson James N (SVP & COO Global MF & HHP Pkg)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-12 Common Stock M 25700 $25.225 Acquired 68104.2905 Direct
2018-02-12 Common Stock F 15480 $37.53 Disposed 52624.2905 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-12 Stock Appreciation Rights (sars) $12.6125 M 6800 Disposed 2020-01-27 Common Stock (6800) Direct
2018-02-12 Stock Appreciation Rights (sars) $17.9175 M 18900 Disposed 2021-01-26 Common Stock (18900) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 142.1515 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for the payment of the tax obligation on the exercise of the Table II SARS.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: Exercise of Stock Appreciation Rights (SARs).