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BALL Corp — Director's Dealing 2018
Feb 13, 2018
30458_dirs_2018-02-13_303af649-6177-48a9-a8e7-2073b7d7ebed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-02-12
Reporting Person: Peterson James N (SVP & COO Global MF & HHP Pkg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-12 | Common Stock | M | 25700 | $25.225 | Acquired | 68104.2905 | Direct |
| 2018-02-12 | Common Stock | F | 15480 | $37.53 | Disposed | 52624.2905 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-12 | Stock Appreciation Rights (sars) | $12.6125 | M | 6800 | Disposed | 2020-01-27 | Common Stock (6800) | Direct |
| 2018-02-12 | Stock Appreciation Rights (sars) | $17.9175 | M | 18900 | Disposed | 2021-01-26 | Common Stock (18900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 142.1515 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for the payment of the tax obligation on the exercise of the Table II SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Stock Appreciation Rights (SARs).
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