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BALL Corp — Director's Dealing 2018
Feb 15, 2018
30458_dirs_2018-02-15_63cd0624-ae96-4558-9e1c-d2f417d67f7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-02-14
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-14 | Common Stock | M | 49600 | $17.918 | Acquired | 340092.4817 | Indirect |
| 2018-02-14 | Common Stock | F | 30940 | $38.12 | Disposed | 309152.4817 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-14 | Stock Appreciation Rights (sars) | $17.9175 | M | 49600 | Disposed | 2021-01-26 | Common Stock (49600) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6041.419 | Indirect |
| Common Stock | 122208.2593 | Direct |
Footnotes
F1: Common stock acquired from exercise of Stock Appreciation Rights (SARs).
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan.