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BALL Corp Director's Dealing 2018

Mar 9, 2018

30458_dirs_2018-03-09_f00dfd04-c4f6-44f4-b72a-1988ac22e145.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-03-07

Reporting Person: HOOVER R DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-07 Common Stock M 100000 $25.055 Acquired 876826 Indirect
2018-03-07 Common Stock F 57730 $41.02 Disposed 819096 Indirect
2018-03-08 Common Stock M 2200 $25.055 Acquired 194593.7328 Direct
2018-03-08 Common Stock S 2200 $40.71 Disposed 192393.7328 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-07 Stock Appreciation Rights (sars) $12.5275 M 100000 Disposed 2018-04-23 Common Stock (100000) Direct
2018-03-08 Stock Option (iso) (Right to Buy) $12.5275 M 2200 Disposed 2018-04-23 Common Stock (2200) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 0 Indirect
Common Stock 0 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

F3: Common stock acquired from the exercise of Incentive Stock Options (ISOs).

F4: The reporting person expressly disclaims beneficial ownership of these securities.

F5: Exercise of Stock Appreciation Rights (SARs).

F6: Exercise of Incentive Stock Options (ISOs).

F7: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.