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BALL Corp — Director's Dealing 2018
Mar 9, 2018
30458_dirs_2018-03-09_f00dfd04-c4f6-44f4-b72a-1988ac22e145.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-03-07
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-07 | Common Stock | M | 100000 | $25.055 | Acquired | 876826 | Indirect |
| 2018-03-07 | Common Stock | F | 57730 | $41.02 | Disposed | 819096 | Indirect |
| 2018-03-08 | Common Stock | M | 2200 | $25.055 | Acquired | 194593.7328 | Direct |
| 2018-03-08 | Common Stock | S | 2200 | $40.71 | Disposed | 192393.7328 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-07 | Stock Appreciation Rights (sars) | $12.5275 | M | 100000 | Disposed | 2018-04-23 | Common Stock (100000) | Direct |
| 2018-03-08 | Stock Option (iso) (Right to Buy) | $12.5275 | M | 2200 | Disposed | 2018-04-23 | Common Stock (2200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Indirect |
| Common Stock | 0 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
F3: Common stock acquired from the exercise of Incentive Stock Options (ISOs).
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Exercise of Stock Appreciation Rights (SARs).
F6: Exercise of Incentive Stock Options (ISOs).
F7: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.