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BALL Corp Director's Dealing 2018

Mar 16, 2018

30458_dirs_2018-03-16_3694453d-b061-4633-87d4-5d62b09b6718.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-03-13

Reporting Person: HOOVER R DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-13 Common Stock M 100000 $12.528 Acquired 919243 Indirect
2018-03-13 Common Stock F 60843 $41.62 Disposed 858400 Indirect
2018-03-14 Common Stock M 89800 $12.528 Acquired 948200 Indirect
2018-03-14 Common Stock F 54889 $40.94 Disposed 893311 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-13 Stock Appreciation Rights (sars) $12.5275 M 100000 Disposed 2018-04-23 Common Stock (100000) Direct
2018-03-14 Stock Appreciation Rights (sars) $12.5275 M 89800 Disposed 2018-04-23 Common Stock (89800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 192393.7328 Direct

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

F2: Due to an administrative error, two transactions were combined into one transaction for 189,800 shares, and should have been two transactions for 100,000 shares and 89,800 shares. Correcting entries.

F3: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

F4: Exercise of Stock Appreciation Rights (SARs).