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BALL Corp — Director's Dealing 2018
Mar 16, 2018
30458_dirs_2018-03-16_3694453d-b061-4633-87d4-5d62b09b6718.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-03-13
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-13 | Common Stock | M | 100000 | $12.528 | Acquired | 919243 | Indirect |
| 2018-03-13 | Common Stock | F | 60843 | $41.62 | Disposed | 858400 | Indirect |
| 2018-03-14 | Common Stock | M | 89800 | $12.528 | Acquired | 948200 | Indirect |
| 2018-03-14 | Common Stock | F | 54889 | $40.94 | Disposed | 893311 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-13 | Stock Appreciation Rights (sars) | $12.5275 | M | 100000 | Disposed | 2018-04-23 | Common Stock (100000) | Direct |
| 2018-03-14 | Stock Appreciation Rights (sars) | $12.5275 | M | 89800 | Disposed | 2018-04-23 | Common Stock (89800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 192393.7328 | Direct |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
F2: Due to an administrative error, two transactions were combined into one transaction for 189,800 shares, and should have been two transactions for 100,000 shares and 89,800 shares. Correcting entries.
F3: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
F4: Exercise of Stock Appreciation Rights (SARs).
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