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BALL Corp — Director's Dealing 2018
Mar 21, 2018
30458_dirs_2018-03-21_9f18120f-bd73-45d5-ad2b-e1d0020670a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-03-20
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-20 | Common Stock | M | 33272 | $10.02 | Acquired | 503972.1149 | Direct |
| 2018-03-20 | Common Stock | F | 19315 | $39.89 | Disposed | 484657.1149 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-20 | Stock Appreciation Rights (sars) | $10.02 | M | 33272 | Disposed | 2019-01-28 | Common Stock (33272) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9125.688 | Indirect |
| Common Stock | 147782 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Exercise of Stock Appreciation Rights (SARS).
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